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Summaries of the 40 Short-listed Best Practices -
DIABP 1998
CATEGORY 1: SHELTER AND URBAN INFRASTRUCTURE
ALB226: The Breglumasi Program - An Urban and Social Development
Initiative, Tirana, Albania
The project is located in a peripheral neighbourhood of
the Albanian capital of Tirana, addressing the needs of low income
residents in the area. In an area of 33 hectares, Breglumasi shelters
almost 550 household, most coming from northern districts and 35%
coming from the rest of the country. Usually residents are from
mountainous and isolated areas with limited living resources. The
neighbourhood lack basic facilities, infrastructure and services.
Only 20% of the employable population have steady jobs.
In 1993, a survey of resident needs was performed and in 1994 a
project was formulated in close co-operation with key people from
the area and with the help of different international organisations
(Italian volunteers and a Dutch program manager). The project is
designed as a community based initiative. Once the priorities were
established, a programme promoting land development and infrastructure
improvement was set up with the objective to expand it in other
cities. The initiative was also supported by the World Bank which
later financed it. The financial loan of the World Bank is for the
first time devoted to local authorities.
Breglumasi is the first pilot site. With the help of non-governmental
organisations and local authorities, public roads and irrigation
channels were constructed, involving the neighbourhood in infrastructure
improvement. Also, strategic credits to promote basic local services
were distributed. As a result, a bakery, food shop, brick and wood
production workshop were initiated. Temporary and emergency employment
was created for more than 200 persons for road improvements and
for the creation of a social center.
The TAC singled out the following considerations:
• Breglumasi neighbourhood’s determination to look after
itself, based on community initiatives more sustainable and efficient
than the existing government urban policies
• The incremental approach to the problems
• The employment and income generation activities
• Partnership and close co-operation between all partners
MEX532: UCISV-VER Housing Program for the Peripheral Areas
of Xalapa, Veracruz, Mexico
The main demand of the low income population in the periphery
of Xalapa, in the state of Vera Cruz was for access to land for
housing since they mostly squatted land on the city’s periphery
and where urban service provision was non existent. Some of the
squatted areas are unsuitable for human settlements. These areas
had grown considerably, largely due to rural out-migration, and
by 1991 around 46% of the city’s total population of 350,000
lived on the city periphery. Generally speaking, they work in Xalapa’s
construction or tertiary sector, and earnings are very low. Relations
between this section of the Xalapa population and the city and state
authorities were of mutual antagonism. Xalapa’s problem is
complex as it involves different levels of government, political
interest, poverty, the lack of urban services to a large section
of the population, land regulation, housing, the environment and
community development. The Union of Tenants and Housing Applicants,
a community organisation that was created in Xalapa in 1984, elaborated
a Partial Plan, in 1991 for the 80 low income neighbourhoods in
Xalapa’s periphery that was funded by Ford Foundation, that
was approved by the local leaders and residents.
The Plan was an important instrument to get funds from the Dutch
NGO NOVIB to provide training workshops to CENVI on housing and
planning issues. After negotiations with the city and state authorities,
CENVI in 1993 got the Plan to be included in the official from for
the city, along with its full implementation. Since then improvements
have been done in the area, one the main important being the establishment
of a savings and loan program , directed and operated by women.
In 1997 CENVI developed an Integrated Social and Urban Improvement
Plan, including health, education, nutrition, environment, housing
and urban management and planning. The main focus of the project
has been empowerment of people. Training was focused not only on
awareness raising, but also on developing capacities to put forward
concrete proposals. The slogan "protest with a proposal"
came out of this process and has remained a slogan of CENVI ever
since and has been adopted by other groups with similar aims.
The TAC noted the following considerations:
1. This is an experience of great value due to:
2. Scale (zone plan)
3. Integrality; inter-sector perspective
4. Partnerships at all levels
5. Community based urban and regional planning
6. Parallel savings and loans schemes for improvement
7. Replicability to other areas of Veracruz and
of Mexico D.F.
8. The recognition of participatory planning as
an empowerment tool has been made evident through this experience.
QAT 173: GIS in Qatar - An Integrated Part of Infrastructure
This submission outlines the GIS applications in Qatar
which include urban planning and development, drainage, roads, electricity,
water, environment, land use, agricultural services, education,
health, fisheries, telecommunications and police services. This
practice shows a good overview of how a coordinated/standardized
nation-wide GIS implementation is helping the Government of Qatar
provide enhanced services to its citizens and how the citizens are
reaping the benefits of GIS.
Today, 16 Government agencies in Qatar are using GIS in their day-to-day
activities. Their database is compatible and they are all integrated
through a network. The practice of GIS in Quitter is unique for
being implemented nation-wide and for providing a consistent framework
for a wide range of users with an impact felt by almost everyone
in the country.
The TAC noted the following considerations:
• Adaptation of advanced technology to service the people
• The use of GIS as a Decision support system at the highest
level of government
• Development of a nation-wide GIS network locally
• Coordination of efforts of different institutions in public
utility services
• Potential for transferability, adaptability and Replicability
• Appropriateness to local conditions and level of development
• Leadership of GIS center in inspiring action and change
ZAF249: An Integrated Development Project in Greater Mafikeng,
South Africa
Mafikeng, situated 300 km to the west of Johannesburg,
has a population of over 250,000. Greater Mafikeng is comprised
of Mafikeng and the peri-urban tribal area. The southern part of
this area had no clean water, electricity, transport, storm water
drains or sanitation. The Mafikeng Development Programme was initiated
in 1995 with an aim of coordinating a wide spectrum of social, economic
and environmental projects in the Greater Mafikeng Area within one
comprehensive plan. Tourism was identified as the driving force
to improve the river corridor and the city in general, which in
turn will improve the living conditions of the people by providing
them with basic necessities and employment.
The first step towards empowering those previously oppressed under
the apartheid system was the establishment of a broad-based Steering
Committee comprised of very different administrative systems: Tribal
Authorities, City Council, Government Departments, the informal
sector, local businesses and the tourism industry. The programme
focuses on training and building local capacity through the integrated
development of several programmes: city and river clean up; clean
water provision; improved storm water facilities; improved traffic
flows; and enterprise and tourism development. Where practical,
all public works contracts were divided into smaller components
to involve as many new emerging contractors as possible. Where established
contractors were required, labour intensive methods were encouraged
and favoured. The Steering Committee has emerged not only as the
forum of economic development for the area, but its conflict resolution
role is helping repair the social fabric of the entire community.
TZA164: Community Infrastructure (Upgrading) Programme (CIP),
Tanzania
The inability of the Dar es Salaam City Council to provide, single-handedly,
infrastructure services to the city neighbourhoods, let the Council
to establish the CIP in 1995. While the initiative is aimed at assisting
selected communities to improve their primary and neighbourhood
infrastructure (i.e. spine road, water supply, sanitation improvement,
etc.,) it also works closely with the communities in order to enhance
their planning, implementation and monitoring activities and with
the City Council to improve its ability to work with communities
to implement infrastructure programmes of their choice. In Tabata
community, for example, the water supply system is being run and
paid for by the residents themselves and excess revenue is in turn
helping to finance solid waste collection. As a result, the sense
of community responsibility is increased, helping to ensure longer
term sustainability. This process has facilitated the upgrading
and construction of 6 km of spine roads, 42 km of neighbourhood
roads, 180 ha of storm water drainage and 15 km of sewerage systems.
Noteworthy is the evidence of donour confidence in,
and responsiveness to, the project development process and the communities.
The intended infrastructure for upgrading was to be of a lower standard
so as to enable the communities to contribute their agreed percentage
of the capital cost. The communities, however, wanted the standards
to be raised and succeeded in negotiating increased contributions
from the World Bank and from the City Council, in return for the
community’s commitment to increase its own contribution.
Additional factors considered by the TAC included:
• Positive example of city working with its communities to
provide basic infrastructure;
• Broad-based participation in the project design and implementation;
• Promotion of labour-intensive construction methods to maximize
income generation opportunities;
• Promotion of sustainable arrangements for service supply
and maintenance through community ownership and responsibility;
• The clear potential for transfering the process to other
initiatives.
CATEGORY 2: SUSTAINABLE HUMAN SETTLEMENTS DEVELOPMENT AND
AGENDA 21
AUS513: Crystal Waters Permaculture Village, Queensland, Australia
Crystal Waters Permaculture Village is socially and environmentally
responsible, economically viable rural subdivision north of Brisbane
(Australia) and was established in 1988. In 1985 the residents of
the original Crystal Waters community called on the services of
Permaculture Services Pty Ltd (now Eco-Logical Solutions Ltd) to
design and implement a subdivision which would prove that developments
which considered both the agricultural potential and the ecological
needs of a property were viable. A four-member design team assessed
the land, determining areas that would be residential lots, commercial
areas, and common land. The best agricultural land was also designated
common land for future licensing to residents. Dams, roads and provision
of services to lots were planned and drawn up. Crystal Waters was
designed to accommodate approximately 250-300 people, and to have
83 residential lots. Two additional commercial lots - one to serve
as short-term visitors' accommodation (the Visitors Camping Area),
and the other to be the commercial Village Centre, were also incorporated.
The subdivision was accomplished under the Queensland Building Units
and Group Titles Act, 1980, and allowed people to purchase their
own parcel of freehold land, while the balance of the land (approximately
80% of the total area) was to be owned in common. (The Building
Units and Group Titles Act has been amended twice since 1980, is
now replaced by the Body Corporate and Community Management Act
1997.) Once the plan was approved by Landsborough Shire Council
(now amalgamated within the Caloundra City Council) in April 1986,
Crystal Waters Permaculture Village became a real possibility. Through
advertising and word of mouth sufficient future residents contributed
deposits to fund the necessary infrastructure. Within a year all
blocks were spoken for, construction completed, and the first new
residents arrived. Crystal Waters is still evolving with lots of
growing and learning still to come. Most of the lots are now occupied,
and we have around 200 full time residents.
The TAC considers that Crystal Waters has:
• Transformed an overgrazed degraded landscape into a highly
productive and environmentally sound life support system 200 people
with a multitude of businesses and food producing gardens. Land
productivity has been dramatically increased.
• Re-established habitats for native flora and fauna
• Revitalised the local bio-region through attractive new
and environmentally responsible residents
• Demonstrated that overall changes in life styles can make
very substantial contributions to the environment
AUT373: Biowaste Management - Organic Farming in Vienna,
Austria
The initiative started in 1988, when the total amount of
household waste collected in Vienna was about 620,000 metric tones.
62% of the waste was disposed of by incineration in two incineration
plants and 38% by landfilling. There was no separate collection
of recyclables. The solution to reducing the volume of waste was
to minimise waste and to increase the percentage of recyclables
collected separately.
One of the most important tasks facing the municipality of Vienna
was to convince it’s citizens that the development of the
so called "throwaway society" could not be continued any
longer for economical and ecological reasons. The separate collection
of organic household waste was introduced and a comprehensive collection
system was also established. Many different activities in the field
of public relations were organised and carried out. At the same
time the municipal agricultural estates had the objective to implement
a more ecological form of agriculture and to convert to organic
farming. Contacts with the retail chains have been initiated in
order to introduce the products from organic farming into the markets.
The TAC singled out the following considerations:
• Strong partnership between the partners
• Appropriateness to local conditions
• Acceptance and responsiveness from the citizens
• Transferability and replicability
CHN344: Comprehensive Improvement of the Urban Environment,
Zhuhai, China
Zhuhai is situated in South Guangdong Province, China and
faces the South China Sea, adjoining Hongkong and Macao. It covers
an area of 7.602 sq. km of which 1,630 sq. km. are land while the
rest is sea territory. The city's population is 673,000. Before
its birth, Zhuhai was an economically disadvantaged fishing village.
The urban area was less than 4 sq. km. with 6.8 km of low-level
road. And there was little access to transportation. The daily water-supply
capacity was only 5,000 cubic metres and there were no sewage and
waste treatment systems. The telecommunication facilities were backward
and there was not enough power supply. The economic development
was impeded by poor infrastructure conditions and adverse living
environment. The GDP in 1978 amounted to only $12,000,000. The city's
revenue could not cover its expenditure.
Since the establishment of Zhuhai city in 1979, the Municipal Government
has paid a great deal of attention to protecting and enhancing the
urban environment of Zhuhai. A scientific and reasonable plan was
created, with the goal of turning an isolated fishing village into
a modern seaside garden city that provides its residents with supporting
infrastructure, perfect ecological environment, good livelihood
and coordinated development of economy, society and environment.
The project's main achievements thus far include: a newly-built
urban area of 56.2 sq. km; a rational urban plan and layout; the
urban architecture in harmony with natural environment; completion
of over 400 km. long high-level city roads; one civil airport with
top level international civil aviation standards; one heliport;
two harbours with handling capacity of 10,000 tons; an increase
in power generating installed capacity by 470,800 kilowatts; an
increase of 373,000 sets in the telephone capacity and 120,000 sets
in the mobile phone capacity ; four newly-built water works, three
sewage treatment plants, and one solid waste treatment plant. An
urban afforestation system with a green coverage rate of 39.9% has
been set up; the air and water quality and noise level have been
in conformity with the national standards, and the Air Pollution
Index has been kept under 50 throughout the years. The GDP of the
city increased from $12 million before the city was established
to $2.845 billion in 1997.
The sustainable development patterns have been formed in Zhuhai.
It could be said it is Zhuhai that first introduced environment-oriented
policies in the urban planning and development processes in China.
It has led a large amount of cities in China to follow its steps
in the cause of promoting sustainable development.
EGY 246: Household Solid Waste Management-Zabbaleen Garbage
Collectors
A concerted effort by four main actors from the private
sector and private non-profit sectors on behalf of a marginalized
group of people is playing a vital role in the management of the
urban environment in a section of the huge megalopolis of Cairo.
The initiative addresses the issues of household solid waste collection,
disposal and recovery. It also aims to inform, educate and influence
official government policy and practice to reverse their decision
to evict the urban poor and advocates for them both nationally,
regionally and internationally.
It seeks to build the technical, professional, educational and health
capabilities of the garbage collectors within the concept of sustainable
human development and environment by providing;
a. Shelter, Sewerage, Drinking water, Electricity,
Children’s Club and Day Care and Nursery Unit.
b. Organic Compost Unit, Rag Recycling Unit and
Paper Recycling Unit.
The TAC noted the following considerations:
• It provides the integration of efforts of an NGO, Private
Sector, and International Agency for solving a problem that the
government and local authorities have ignored for many years.
• Contribution to health, welfare, social services and poverty
eradication of a large community of garbage collectors ( Zabbaleen).
• Contribution to pollution reduction in grater Cairo through
a sound solid waste management system.
• Potential for transferability, adaptability and Replicability
• Empowerment of people and their communities
EGY686: National Public Scheme for Conserving Drinking Water,
Egypt
Egypt generally has a high population density and limited
water resources nationally (55.5 billion cubic meters per year).
Water share per person in Egypt is less than 1000 m3/ year / person,
which is relatively low compared to international accepted figures.
Program was launched in May 1994 after two years of thorough research,
planning and studies. This project addresses the issue of drinking
water conservation, locally and nationally by reducing water loss.
The activities include: utilization of 16 locally developed sanitary
fixtures, an intensive public awareness program (media and personal
contact), and the training of local plumbers. These measures have
reduced the water consumption by 36 million cubic metres in one
year with cost saving of about 5 million US$ / year. Consequently,
the initiative has also reduced the load on sewerage system.
The TAC noted the following considerations:
• Coordination of activities in water conservation between
government and public and privet sectors, and NGOs
• Adoption of personal contact approach in raising public
awareness
• Successful encouragement of public authorities and institutions
to decrease loss of water in public buildings
• Contribution in upgrading the manufacture of sanitary fixtures
locally according to acceptable standards
• Potential for transferability, adaptability and Replicability
• Appropriateness to local conditions and level of development
MAR696: One Woman, Two Trees: Planting Trees for Improving
the Living Conditions in Morocco
This submission describes an initiative of a non-governmental
organisation in Morocco which, with the aid of a governmental agency,
aims to have women plant around one million trees in Rabat and its
vicinity to combat the problems of deforestation and dessertification.
Deforestation was a serious problem in Morocco. The progressive
denudation of the country had led to desertification, which undermined
the agricultural productivity of the land. Women from Maghreban
Forum for Environment and Development organised an information campaign
on deforestation. The group mobilised women and financiers to initiate
a tree-planting project. A tree-planting project was launched to
create and protect green spaces and to integrate environmental issues
into formal and informal education. Five hundred women participated
in planting trees in public areas and at schools throughout the
Rabat metropolitan area. In the primary schools, school children
were responsible for planting and nurturing the trees. Handicapped
children also participated in the plantation activities organised
by the group.
After the its inauguration in Rabat, the Forum organised a similar
event in Benslimane, a small village adjacent to the capital, in
order to launch the rural phase of the tree-planting project. Each
woman in the rural area was encouraged to plant two trees - one
for fuelwood and one for the enhancement of green space. This had
symbolic as well as practical significance.
The TAC noted the following considerations:
• Mobilization of different sectors of society for a common
goal of environmental sustainability
• Raising public awareness especially among the youth
• Promotion of gender equity in society
• Empowerment of people and their communities
• Potential for transferability, adaptability and Replicability
SEN479: Management and Community Valorisation of Domestic
Waste by Women, Dakar, Senegal
The settlement (Set Setal) in Dakar, Senegal, has a population
of 45,000. The Municipal services could only collect 35% of the
263 cubic metres of wastes, while 51% of households had no toilet
facilities and 76% had no method of treating waste water. The unemployment
rate for men was 28.6% and 24.1% for women. The settlement had a
prevalence of infectious diseases such as typhoid and malaria.
With the technical support of Vore Gana Seck (NGO) and the local
authority and the financial support from the UNDP LIFE Programme,
the community women embarked on a waste management programme. The
results of their efforts include: regular waste collection, composting
of bio-degradable wastes for gardening and tree planting, formation
of public health committees, recycling of metallic and plastic wastes,
job creation, eradication of disease. The initiative also received
the Grand Prize Award of the President of the Republic of Senegal.
The initiative was recognized for:
• The empowerment of women
• The project’s participatory design model and the level
of community participation
• The use of appropriate technology in recycling and job creation
• The strong potential for transferability evidenced by national
and regional exchanges
ESP460: Programmes for Improving the Urban Environment
in Malaga, Spain
The city of Malaga, in the south east coast of Spain has 560,000
inhabitants. The city was dealing with rapid population growth.
Due to the remarkable growth of the tourism industry, the population
doubled in 20 years without the proper levels of infrastructure,
urban facilities and green areas being developed. This resulted
in a deterioration of the historic centre of the city.
The plans for improving the urban environment in Malaga focused
on two priorities: (1) the recovery of the city’s historic
centre; and (2) the provision of modern environmental services throughout
the metropolitan area. The recovery of the historic centre included
actions such as clearing congested areas, creation of public spaces,
conservation of historic buildings, and also actions oriented to
the improvement of economic fabric. The provision of modern environmental
services included building a waste-water treatment plant and the
associated recovery of an urban beach, the building of main sewage
collectors, and the treatment of wastes in a recycling plant. Other
activities include the recovery of natural spaces and construction
of new parks (1,080,000m2), the preparation of a noise map for the
city and an environmental awareness campaign.
Because of the methodical way in which the plan is being implemented,
in particular the use of indicators, the submission is able to give
precise information on the progress made in implementing the plan.
The plan implements the Malaga Green Charter approved in 1995 which
has been ratified by 150 institutions, companies and local groups.
The plan is being funded through the European Union and from the
Municipal budget.
The TAC considered the following:
• The nature of the challenge related to the rapid growth
in population
• The methodological way in which the plan is being implemented,
in particular the use of indicators to monitor progress
• It represents a good example of how to put into practice
the agreements of Agenda 21 at local level
USA276: Interface’s Journey to Sustainability, USA
This is the story of the impact of a visionary and dynamic
private sector leader, determined that his company should be a world
leader in industrial ecology and in its contribution to environmental
sustainability.
Interface Inc. is a resource-intensive company in the field of commercial
and industrial interiors with annual sales of over $1 billion in
110 countries and with 28 manufacturing facilities on four continents.
In 1994 the company CEO and chairman, Ray C. Anderson, gave the
company a mission to convert Interface to a "restorative"
enterprise by reaching sustainability in its own practices and by
helping others to reach sustainability. All 7,400 employees and
associates in the company have become part of a network to reach
these objectives.
Within the company, management leaders are responsible for implementing
sustainability within their own units and sharing best practices
and challenges with other parts of the company. Action is taking
place on seven fronts: eliminating waste, benign emissions, using
renewable energy, closing the loop through cyclical material flows,
resource efficient transportation, creating a sensitive community
and redesigning marketing and service delivery.
Over 400 sustainability initiatives have been undertaken and a monthly
performance monitoring system has been installed. The program has
also been extended to partners, suppliers and customers through
such initiatives as "greening the supply chain," networking
through business associations, conferences and sustainability organizations.
In 1997, Ray Anderson shared the Interface experience with over
100 audiences. The company has also supported non-profit sustainability
programs.
The sustainability commitment of the company has had a strongly
positive impact on the company’s finance. Since 1994 the company
has saved approximately $50 million by doing things smarter and
its stock price has quadrupled. New contracts have been won because
customers appreciated the company’s corporate philosophy.
The TAC has singled out Interface for the following reasons:
• The program represents an outstanding example of committed
leadership
• It shows how a determination to operate sustainability can
produce both environmental and financial benefits
• It demonstrates the application of a number of innovative
practices and processes
• It shows how one company can influence suppliers, customers
and partners to act sustainably
• It can be a model for the private sector everywhere.
Category 3: Experimental and Innovative Practices
AUT208: Solar City Pichling: Sustainable Urban Development,
Linz, Austria7
With the support of the European Union, Linz, the capital
of Upper Austria has started an ambitious goal to realise the housing
project "Solar City Pichling." In 1990, almost 12,000
people were looking for homes and awareness was high that heavy
consumption of fossil fuels was a significant contributor to the
green house effect. The Pichling area in the south of Linz seemed
to be a possible pilot development area for providing a sensitive
integration of a future estate into the existing surroundings. 1500
flats will be built, including complete infrastructure, using low-energy
construction methods according to the standards of solar architecture
at costs commensurate with social housing. The concept of supply
and disposal is based on the principle of closing material cycles
and the utilisation of renewable energy is the central focus. Within
the housing estate, pedestrian and cyclists are to be given priority.
For the realisation of the project a comprehensive planning network
has been developed and an interdisciplinary management group is
co-ordinating and documenting the project.
The TAC singled out the following considerations:
• The approach is comprehensive, including social, cultural,
gender and other consideration in the project
• It is a useful example for other cities especially in developed
countries and has potential for transferability, adaptability and
Replicability
• It promotes social equality and equity
BRA559: Cabocla Agrarian Reform Project, Ribeirao Claro/Parana,
Brazil
The agricultural production in Ribeirao Claro is characterized
by coffee, culture and cattle. Small farms are basically producers
of several cultures and coffee, while large farms concentrate on
cattle. Given its favourable climatic conditions, Ribeirao Claro
is famous for its coffee production in Parana State. Coffee can
be also understood as a social culture, insofar as it is labour
intensive. Some decades ago the fall in the coffee prices caused
the area to lose much of its population and wealth. Somehow, the
problem of emigration still goes on. In recent years the coffee
culture has expanded in Parana due to new technologies. The Project
took advantage of the favourable conditions and put together several
partners, public and private, in order to provide support for producers
to improve their living conditions. Agrarian Reform, in this context,
is not understood as a mere distribution of land and money, but
a sensible selection of beneficiaries, use of available land and
financing, in the same way they are offered to traditional farmers.
The proposal of the "Cabocla Agrarian Reform Project"
is to fight poverty at a time of deepening economic transformation,
providing targeted subsidies and conditions so that small farmers
have access to land and are able to produce with adequate orientation,
supported by technology. It goes beyond production, and provides
social support, by supplying a "basic basket" of food
and medical assistance, a general clinic and a dentist. Through
a partnership established between the Municipality, the state government
and rural syndicates, landowners and rural workers, the Project
selects the beneficiaries based on agreed criteria: unemployed workers,
extremely poor families that live within the municipal boundary
and that have expressed an interest in participating. The following
services are provided: basic health and dental services; distribution
of a basic basket to each family until the end of the first production
cycle; transportation to schools, technical assistance to farmers.
A cost recovery scheme of the investment guarantees the sustainability
of the revolving fund created by the Municipality to finance the
Project.
The TAC noted the following considerations:
• It addresses the important theme of restructuring market
conditions for sale of agricultural products
• Employment provision and agrarian reform, through a partnership
approach that empowers rural communities
BRA655: DOUTORES DA ALEGRIA (DOCTORS OF HAPPINESS) Sao
Paulo, Brazil
Doutores da Alegria was initiated in Sao Paulo in 1991,
based on a New York experience the Big Apple Circus Clown Care Unit).
The lack of any activities in Brazilian hospitals that would help
patients and families cope with the ordeal of long medical treatments
motivated the creation of the Project by the Doutores da Alegria
non-governmental organisation. The project intends to bring joy
to the bedsides of hospitalized children, 2 days a week, 48 weeks
per year. Using clown theatre as its main language, experienced,
professional artists perform delightful parodies of medical rounds
where the healing power of humour is the main medical treatment.
After going through a rigorous selection process, these artists
undergo six months of training regarding hospital protocol and artistic
adaptation to that environment, followed by constant reviews that
ensure the high quality of the work. This training enables them
to visit special units such as intensive care, burn, marrow transplant
and AIDS.
Financed by a whole set of private partners (Kellog Foundation,
Itau Seguros, Roche, etc), the program has received recognition
from major medical institutions and doctors, as well as from the
media, sponsors and great public, and received in 1997 the Children
Award, given by Abrinq Foundation. In nearly seven years, similar
programs were established in six major hospitals in Sao Paulo and
1998 marks the beginning of the national expansion of the project
in two major hospitals of Rio de Janeiro and one in Campinas, Sao
Paulo, reaching a total of 40,000 children.
The TAC noted the following considerations:
• The practice is an integral experience, covering both culture
and health. It has been institutionalized and widely replicated
in several health centres in Brazil. It has a high impact and has
been disseminated and presented at national and international levels
• This initiative has proven, through direct practice and
parallel research, the benefits of recreational activities on the
well being and improvement of patient health
• The cultural origins of this practice have been applied
very successfully with many collateral effects: better relations
of hospital and clinic workers with patients; interactive architecture
focused on children’s needs, opening of programs in other
Brazilian states, opening of a center studying the relationship
between humor and health, art and science and has allowed for income
generation in the field of culture.
CAN422: Auto-Recycling, British Columbia, Canada
This program deals with an environmental issue of increasing
concern to countries around the world. It arises from a request
in 1994 by the British Columbia Automobile Recycling Association
to El-Rayes Environmental Corporation to design an environmentally
sound auto-recycling program for the province. In British Columbia,
past mismanagement of auto recycling facilities had caused significant
contamination of soil, surface and ground waters, especially in
the Fraser River Basin, one of North America’s most spectacular
environmental treasures. The British Columbia Auto Recycling Association
has 91 auto-recycling facilities, with 54 in the Fraser River basin.
The association was determined to make a contribution to environmental
sustainability in partnership with government and with the full
collaboration of its members.
El Rayes developed an approach with the Association which included:
• A document outlining best management practices for the industry
• A technical pollution prevention guide
• A code of practices for later incorporation into provincial
regulations and use by local governments in granting licenses
• A brochure in layman’s terms
• A training program for managers and workers in recycling
operations;
• A cooperation program between operators and local governments
• A certification program involving third party inspections.
This approach obtained political and financial support in 1994 from
governmental (Environment and Transport Ministries) and private
sector stakeholders. By 1996, technical documents and training sessions
had been held, the code of practice developed and disseminated,
and the association of municipalities had been brought in. In 1998
new provincial regulations are expected to be in force.
The initiative has now been taken up in the province of Quebec,
Canada, and is being pursued in other industrial sectors, including
wood preserving.
The initiative has lowered the cost of enforcing regulations because
the industry has taken over the enforcement and monitoring of performance.
Attitudes towards environmental sustainability have changed industry–government–public
relations as well as having improved the overall image of the industry.
The TAC singled out the following:
• The program addresses a serious environmental issue, of
increasing importance to most countries;
• It demonstrates a successful private sector initiative which
has led to a successful private-public partnership;
• It has had a direct impact on the regulatory framework and
how regulations can be enforced in a collaborative and sustainable
manner;
• It is a process that lends itself to measurable performance
• It is a program that can be adapted to other jurisdictions
and to other sectors.
KEN607: Kipepeo Project, Kenya
Arabuko-Sokoke Forest on Kenya’s north coast is an
island of unique bio-diversity in a sea of human poverty. Harbouring
six globally-threatened bird species (and rated the second most
important forest in Africa for bird conservation), four threatened
mammals and unknown numbers of other species, it is surrounded by
impoverished farmers with a mean per capita income of less than
US$50. A 1991 survey of those living near the forest revealed that
96% were unhappy with the forest and 54% wanted to chop it down.
Wildlife crop raiding and the need for more land made for a compelling
case. The Kipepeo project has responded to this challenge by demonstrating
that bio-diversity can benefit the community. The project has trained
150 forest-edge farmers to rear forest butterflies using tree leaves.
The project buys the butterfly pupae they produce and exports them
to Europe and America. Since 1994, Kipepeo has earned over US$100,000
in foreign exchange for Kenya and has paid out over US$35,000 to
the farmers. A 1998 survey of the butterfly farmers showed a major
change in attitudes: 84% now support the forest. Moreover, project
monitoring shows no adverse impacts on the wild butterfly populations.
Despite an initially difficult period of awareness raising and capacity-building,
the project represents an innovative example of how bio-diversity
can preserve itself:
The project is expected to reach financial self-sufficiency in 1998,
including staff salaries, and will do so without damaging its resource
base;
Butterfly earnings were estimated in 1997 to contribute some 73%
of farmers cash earnings;
The Government of Kenya has committed itself to protect the Arabuko-Sokoke
Forest from further land excision.
USA554: Improving Urban Earthquake Risk Management in Developing
Countries, USA
This initiative, developed by an non-governmental organisation
(NGO), GeoHazards International of Palo Alto California, involves
the creation of a centre of research and development and a local,
self-sustaining method of improving urban earthquake risk management
in developing countries. The program addresses a global issue of
major importance and increasing concern. While efforts to reduce
earthquake risk have proven successful in industrialized countries,
urban earthquake risk management is in poor state in developing
countries, where 85 per cent of the risk is located.
The program, which has received financial and technical support
from OYO Corporation, the leading geotechnical firm in Japan, began
with a pilot project in Quito, Ecuador. With strong support from
the Mayor and local academic institutions, an international working
group of experts was formed. Local institutions, under the chairmanship
of the Mayor, collaborated in a Social and Economic Advisory Committee,
giving the project high visibility and local commitment.
The first phase of the project in Quito raised awareness and understanding
of earthquake risks and a produced a management action plan. The
second phase involved training local engineers in risk management,
designing necessary changes in buildings and retrofitting schools.
The third phase included the creation of an NGO dedicated to improving
the community’s seismic safety, organizing a media campaign
on the issue and obtaining the support and collaboration of international
aid agencies in further implementation of the risk management plan.
Since the Quito pilot project, the program has been extended to
Kathmandu, Nepal, where the lessons learned in Quito have resulted
in improvements to the approach. The methodology is now also being
applied by GeoHazards and other organizations in Addis Ababa, Izmir,
Tashkent, Zigong (China), Bandung, Tijuana, Guayaquil and Antofagasta.
The TAC highlighted the following aspects:
• The program deals effectively with a global issue of increasing
concern. Its impact can result in the saving of many lives;
• It represents a high degree of innovation and advanced expertise,
using a global network of professionals;
• It represents (in the Quito example) an effective partnership
between technical specialists and local government in the use of
technical expertise to deal with local concerns;
• It has demonstrated the transferability of an approach on
a global basis.
CATEGORY 4: GOVERANCE AND CIVIC ENGAGEMENT
CHN340: Deepening Reform to Gain the Sustainable Development of
Foshan City, China
Foshan City is located in the Pearl River Delta of South
China’s Guangdong Province near Hongkong and Macao. Its strategic
location creates favorable conditions for the development of the
city. In 1990, the city was faced with the following problems: an
outdated management system unable to meet the requirements of an
emerging market economy; inefficient municipal organisations; a
traditional fund raising system in which Government was the only
investment source; dispersed construction of facilities and decreasing
quality of the environment. To address these problems, the city
undertook the following measures: (1) Reformed the management of
urban infrastructure development by creating the Foshan Municipal
Construction Committee and developing a unified approach in planning,
land allocation, construction, distribution, and management and
formulating policies on comprehensive development and completion
of construction facilities; (2). Improved its urban master planning
capacity to transform Foshan into a ‘modern, historic, culturally
famous city, which develops new and high technologies as its pillar
industries, has an advanced service industry, and enjoys beautiful
environment’; (3) Reformed the investment system and raised
construction funds through various sources; (4) Advocated public
involvement and carried out the policy of ‘People’s
City Built by the People’ where the residents participate
in the construction by donating money and doing actual construction
work.
These measures produced the following results:
1. Increase in infrastructure construction in 1997
is 7.9 times than that of 1990; the ratio of investment from the
government decreased from 69.2 per cent in 1990 to 37.1 per cent
in 1997, while the ratio of funds from the society rose to 62.9
per cent in 1997 from 30.8 per cent in 1990.
2. Increase in living space per capita by 30 per
cent; the per capita occupying area of roads in 1997 increased by
20 per cent; per capita daily water supply capacity rose nearly
2 fold; the volume of liquefied petroleum gas soared by 14 fold;
the length of public transportation lines was up by 1.3 fold; and
per capita green area grew by 52 per cent.
3. Increase in gross domestic product (GDP) in
1997 was 4.1 times than that of 1990, with an average annual growth
rate of 22.4 per cent; the fixed asset investment in 1997 was 2.5
times than that of 1990, with an average annual growth rate of 14.0
per cent; and the municipal financial revenue in 1997 was 4.12 times
than that of 1990, with an average annual growth rate of 22.4 per
cent.
4. Inspired the citizens to be the masters and
owners of their own city
Built closer relationship between the citizens and the government.
The TAC noted the following considerations:
• Comprehensive nature of the intervention ranging from policy
intervention to infrastructure development
• Stimulated ownership of the city – ‘A People’s
City Built by the People’
• Active people’s participation in construction
• Unified approach in urban improvement
• Creative financing strategies for their construction projects
• Capacity building for enhancement in master planning
• Impressive tangible results
• Long term impact evident
IND291/303/305: Innovative Urban Partnerships in Ahmedabad,
India
NOTE: The TAC has decided to treat three interrelated project
as a single submission. This is not to denigrate any one of them
but rather to recognise the added merit and synergy resulting from
the support that each gives to the others.
With a population of 3.5 million, Ahmedabad has become a major commercial
center in western India. It is facing major challenges like any
other city in India but it has managed to transform these challenges
into opportunities for working together. An innovative urban partnership
was born to address a wide range of local governance functions like
poverty eradication, infrastructure development, resource mobilisation,
environmental management, human resource development, among others.
The partnership involves seven groups of partners such as the government/public
sector, civil society organisations, corporate sector, community
organisations, NGOs, international organisations and financial institutions.
Each partner brings into the partnership the best that they can
offer. For example, the SEWA Bank brings its community infrastructure
finance and financial intermediation services. The members are guided
by the principles of teamwork, mutuality of interests, long term
commitment and openness to innovations. Trust had been developed
among themselves making it easy for partners to work together.
One of the major projects they have undertaken is the revitalisation
of the Walled City, a 5.8 km2. area established in 1411 AD. It is
considered the cultural and economic heart of the city. However,
the quality of life in the walled city had declined over the past
years because of aging infrastructure, traffic congestion, loss
of heritage resources, deteriorating services and declining environmental
quality. A comprehensive revitalisation plan and implementation
strategy together with financing mechanisms were formulated in a
participatory manner. The plan had seven components such as: public
transportation, road system and traffic management, infrastructure,
municipal services, heritage resources, open spaces and land development,
development regulations and use of municipal resources.
Another project of the partnership is the redevelopment of the C.G.
Road, an important thoroughfare and the prime shopping street of
Ahmedabad. Some of the best restaurants in the city are also located
here. A street design was prepared during a 3-day workshop organised
by the Environmental Planning Collaborative and the Ahmedabad Municipal
Corporation. The workshop was attended by urban planners and architects
from various consultancy firms and officials from different functional
agencies together with Prof. Allan Jacobs from the University of
California, Berkeley. The design took into consideration the limited
width and multiple functions of the street. The Arvind Mills Limited
provided the initial financing to the project in exchange for the
advertisement rights on the road. The C.G. Road after redevelopment
has emerged as the finest multipurpose street of the city providing
safe environment for shopping and strolling with well organised
parking and smooth flow of traffic. It has become a symbol of public
private partnership in urban regeneration.
Aside from these two projects, the partnership through this projects
has generated employment for thousands of women, issued US$10,000,000
municipal bonds, established slum networking among 200 slums consisting
of around 40,000 low income families, established self-financing
generic medical drug stores owned by a cooperative of health workers
benefiting around 1,000 patients a day and launched a series of
self financing, citywide, urban design projects, among others.
The TAC highlighted the following considerations:
• An innovative partnership scheme which can be easily replicated
elsewhere
• The partnership produced innovative projects because of
the pooling of talents and resources among the various partners.
• Showed impressive results which could not have been done
by only one party
• Mechanisms for sustained partnership are in place
• Shows how urban infrastructure development and historical
conservation can be combined in a creative way
• Established an example of national and international significance
IND304/520: Surat’s Experience in Urban Governance
and Public Management, India
Prior to May 1995, the city of Surat was not only faced
with financial, administrative, socio-political and legal problems
but was also one of the filthiest cities in India. In September
of 1994, the city was traumatised by a plague outbreak. This outbreak
coupled with poor working conditions and non-attendance to grievances
further demoralised the staff of the Surat Municipal Corporation.
Basic municipal services such as street cleaning, collection of
solid waste, water supply and sewerage services, drains, street
lights, parks and gardens, roads and schools were only covered about
45% of the city residents. Morbidity rate due to water-borne and
water-related public health diseases was high. To make matters worse,
both the elected representatives (councilors) and the media had
no interest in the SMC's functioning. Capital expenditure on long
term assets stood at Rs. 300 million with expenditure on salaries
and allowances accounting for about 47 per cent per Revenue Budget.
In May 1995, a new Mayor was posted to the city as the CEO. He undertook
a one-week extensive tour of the city and held consultative meetings
with all levels of municipal employees. He decentralised all his
administrative and financial powers to ten commissioners (six zonal
chiefs together with four functional heads of water supply, sewerage;
town planning and finance divisions). A consultative decision-making
process among all the eleven commissioners was introduced. The resulting
decentralisation and empowerment of work units broke the departmental
barriers and boosted the morale of the staff. A micro-planning exercise
based on extensive field input was carried out to lay down equitable
norms for effective and efficient provision of services to the citizens
with best use of the available resources.
The council entered into partnerships with the private sector, who
provided street litterbins in exchange of advertising rights. Instant
penalties on littering were also introduced and this increased the
amount of revenue collected. CBOs, mainly women groups in the slum
areas, were used to raise awareness on the need to widen the roads
so as to make provision of other services easier. The media realised
the positive role it played in spreading public awareness and has
taken up the role of social auditing of SMC's operation. The citizens
were involved in the decision making process through a grievance
redressal system and feedback mechanism. A sense of citizenship
and pride was developed, as the citizens were aware of their civil
rights to quality services. Inculcating public awareness and civic
participation among the citizens brought about transparency among
council officers and workers. Also, a transparent system for routine
works such as maintenance was worked out for contractors. During
the whole process, the media was used to highlight the situation
and to create public awareness. Morale of the staff at the lower
echelons is being sustained by an innovative system of public rewards.
Within a period of 18 months Surat had turned from the filthiest
city to the second cleanest city of India. The internal revenue
collection increased due to efficient tax recovery, transparency
in tax assessments and plugging of loopholes in tax administration.
A sense of pride among the sanitation workers was restored, through
provision of proper equipment and their grievances taken into consideration.
Provision of basic services increased to over 95% of the residents,
while capital expenditure also increased by about 450%.
PHL566: Naga City Participatory Planning Initiatives, Philippines
Naga is a city of 139,000 people in Central Philippines.
Over the past 10 years, it has become one of the recognised models
in Philippine local governance. Building on the 1991 Local Government
Code mandating the need for greater participation in local governance,
Naga City passed its "Empowerment Ordinance" in late 1995.
The Naga City People?s Council (NCPC) set the stage for what has
been a revolutionary experiment in local governance. In effect,
what some call a "shadow government" has been formed,
a civil society counterpart to the City Council. Civil society has
been empowered to work closely with the local government to design,
implement and evaluate the City?s development agenda. A June 1996
meeting identified, inter alia, three priority areas for action
under the aegis of the Naga City Participatory Planning Initiatives:
the clean up of the Naga River, the management of solid waste and
the revitalisation of the Naga City Hospital. Reaching down to the
village level through civil society-organised task forces and committees,
citizen input is contributing enormously to the effectiveness and
sustainability of these initiatives.
The participatory process skills developed in Naga City have been
applied to several new initiatives, including: the creation of the
Naga City Investment Board (NCIB), a private sector-led initiative
with members from the Naga City People?s Council; the adoption of
an Integrated Livelihood Masterplan (ILM) rationalizing existing
national and local livelihood programmes; the implementation of
capacity-building programmes within the city bureaucracy, particularly
the Public Service Excellence Program (PSEP); and the ongoing development
of a Citizen?s Guidebook of City Government Services designed to
improve service delivery, promote citizen empowerment and accountability
among city government service providers.
ROM477: Habitat and Art in Romania Programme
Habitat and Art in Romania (HAR) Programme consists in
the unfolding of a partnership between professional visual artists,
non-governmental organisations and local government. It is a premiere
in Romanian cultural and social context and intends to contribute
to the improvement of the urban and rural habitats and to the formation
of a solidarity within the community. The programme achieved a great
personalisation of public ailing areas in urban and rural habitats
through the execution and placing of some art objects with a symbolical
value in these sites. It also developed a new model of partnership
between the civil society and the local government. The reconsideration
of the social role of the visual arts is taking place due to the
fact that the citizens become again able to form opinion.
The 1997 Exhibition took place in Constanza County, having different
partners like the Federation of Romanian Municipalities, the Civil
Society Development Foundation, the Independent Artists association,
the local authorities. The art objects were placed in some neglected
area, in the poor neighbourhoods of the City of Constanta and in
two villages. A workshop was opened at the end of the exhibition,
simultaneously with the inauguration of the works at each site.
The partners of the programme, authors, organisers, local authorities
and a great public, local and central media participated in the
inauguration. Two thousand posters, two hundred video tapes and
an impact study were produced and distributed to all central and
local authorities and to Romanian cities. The replication of the
exhibition has been requested by 16 other cities in Romania.
The TAC singled out the following considerations:
• Strong potential of partnership and transferability
• Civic enablement and cultural vitality
• Civic education, expression and animation
• Community education
ESP 462 Community Development and Socio-Labour Intervention
in the Periphery, Salamanca, Spain
The project is located in a suburban area of the city of
Salamanca, in Spain and it is promoted by a community based organisation
(Asociacion de Desarrollo Comunitario de Buenos Aires). In the area,
40% of the population is below 30 years of age many of whom lack
professional qualifications. There is high unemployment and school
absenteeism and there are problems between the different local communities
(gypsies and others), drug dealing, unsafe environment for children,
lack of infrastructures, bad general image of the area and its inhabitants.
The area required urgent action.
To deal with these problems the community association of the "Buenos
Aires" neighbourhood developed with the participation of its
citizens an integrated project and obtained funding from the European
Social Fund and with the cooperation of the municipal social services.
The project has strengthen the social fabric and community participation
by actively involving citizens in commissions and assemblies, by
creating new associations in sectors of the population not previously
involved (5% of the gypsies participate successfully in actions).
It has benefited 250 people directly and 1000 indirectly. The project
has also improved coordination of social agents, of services (education,
youth), and with other national and international organisations
dealing with similar problem areas. The projects has also achieved
the creation of infrastructure and technical resources, including
sheltered flats for youngsters, kindergarten facilities, the development
of ad-hoc educational material, a social economy company and there
is a project for an industrial facility for self employed. There
is already a noticeable improvement in popular perception of the
area due to the media coverage of the project.
The actions they have taken to achieve those impressive results
were centered around three areas: prevention, promotion and training
and employment. The preventive actions were mainly directed at children
and youngsters through a "Centre of Children Education"
with study support, kindergarten, library, street education and
sports facilities. The promotion actions were designed to raise
awareness about the problems and opportunities through associations,
meetings, etc.. The training and employment actions taken were addressed
to specific problem groups: long term unemployed, women working
in the black market, youngsters looking for first jobs, gypsies.
The process followed is particularly distinct. The individuals need
to sign a "pact" in order to become involved, there is
a socio-community training period, a professional training period
and basic knowledge of self employment. All these based on the idea
of personalised "insertion itineraries" where community
mediation is essential.
The TAC considered the following:
• Relevance of the problem common to many isolated areas involved
in a vicious circle of degradation and marginalization.
• The success of the approach. It requires individualise treatment
through insertion itineraries and formal agreement of the individual
through a signed "pact"
• The lessons drawn for other social programmes in similar
problem areas can improve efficiency in the use of economic resources
going to social programmes by increasing the rate of success
• The importance of involving and supporting the initiatives
taken by community-based organisations for the success of social
programmes
BRA639: The Interiorization Project of the Carlos Gomes
Foundation, Belem, Para, Brazil
The state of Para used to have a secular tradition of band
music. In the interior communities, the band, likewise, used to
function on a home-schooling basis. Knowledge was passed from father
to son, mother to daughter. This, coupled with the lack of trained
specialists, served to dilute the overall knowledge base with the
bands and, thereby, weakening them. The Project, managed by the
Carlos Gomes Foundation since 1991, was created in order to revitalize
the concert band tradition throughout the state of Para, in the
Amazon Region. The revitalization of these bands has since stimulated
the creation of schools of music and, in this way, helped to reshape
the system of music education while preserving one of Para’s
most treasured cultural traditions. Each project is managed through
the city government, allowing nearby communities to join through
co-operative agreements.
The Carlos Gomes Foundation is responsible for the training of competent
instructors, ensuring advancement in the level of musicianship.
The city governments provide facilities and managerial infrastructure.
The result of the appearance of these schools is the immediate involvement
of children and adolescents, furthering the process of social and
cultural integration. Participants have also the opportunity for
professional orientation. One path leads to the possibility of competing
for an appointment in one of the military bands. Results in this
respect have been especially positive, with a large number of students
winning appointments. In 1997, the Project was one of the finalists
from a pool of 300 applicants in the Public Management and Citizenship
Award of the Getulio Vargas Foundation and the Ford Foundation.
It was honoured as one of the most effective projects of music education
and social integration in Brazil. The Project currently serves about
3,000 students in 32 communities across the state. During 1998,
the Project will add 18 other sites, meeting the needs of an additional
1,200 students.
The most interesting aspect at this experience is that the request
from the local authority for training musicians by Fundacao Carlos
Gómes implies the provision by the municipality of a local
and feasible infrastructure. Main partners are local authorities
and community members, children and adults
The TAC noted the following considerations:
This initiative has rescued a secular musical tradition from the
state of Pará in Brazil. Its main values are:
• Impact: The success of the Project
can be measured by the high quality performance of the bands and
the status they have gained in their own communities. The number
of musicians increased highly (at least doubled and in some cases
multiplied by four) since its initiation in 1991. The demand for
schools of music by non-participant sites has tripled.
• Replicablility: Through local
partnerships, the promoters of the initiative have replicated it
in 32 communities across the state of Pará and obtained the
creation of a Bachelor’s Degree at the State University.
COL426: Urban Sub-centres for Citizen Life in the Low-income
Areas of Medellin, Colombia
The urban population of Medellin grew from 330,000 in 1950
to 1.9 million in 1995. Since 1970, the demographic growth lost
an appropriate relation to the economic growth. The economy stagnated
and the formal sector was not able to absorb the growing population.
The impact of this situation was greatest at the end of the 1980s.
Unemployment reached 13% of the labour force. More than 50% of the
unemployed were concentrated in the low income areas. In 1982, 4
violent deaths occurred every day. In 1990, the number of violent
deaths rose to 15 per day. Almost half the children under five were
underfed. Other problems were identified and addressed by the Program:
lack of public space and lack of positive reference in the neighbourhoods.
Militia and delinquents controlled the barrios and the community
organisation was weakened in this context. The program developed
principles and criteria to select the different actions: social,
cultural and gender equity. political neutrality, transparency,
participation and coordination, emphasis on low income social stratum,
actions in areas with lack of urban planning, high demographic density,
conflict and violence.
In 1990, a process of consultation that involved the Central Government,
UNDP, non-governmental organisations, academic and social researchers
and community leaders resulted in an action plan to cope with the
critical situation of insecurity created by narco-traffic. Lines
of action were: citizen promotion and participation, education,
health and nutrition, urban space, employment, income generation
and promotion of pacific cohabitation. The urban space theme generated
the subprogram sub-centres programme for low income areas. The initiative
led to the creation and implementation of an alternative model of
public management in the local administration, one that remains
in the communities. So far, two primary sub-centres have been built
and are operating, 11 secondary sub-centres have been built and
upgraded; an inter-centres community committee has been established,
16,000 people have been directly benefited through education, culture,
social services and youth programmes.
The TAC noted the following considerations:
• The value of this practice is that it has been conceived
and has been developed through partnerships (national and local
governments and community organizations) but is centered on two
Neighborhood Committees with representation of all the sub-centers
involved in the program, one for implementation and one for monitoring.
• The development of the projects strengthened the communal
organizations creating social and urban linkages. Effective dialogue
was established with local authorities.
• The impact and side-effects are evident: different kind
of projects have been formulated by communities; local (municipal
and private) resources have been assigned; local authorities have
improved internal coordination in order to respond to the program’s
needs and institutional capacity has been reinforced by participating
in different commissions of the monitoring Committee, in charge
of formalizing partnerships and compromises.
• Neighborhoods have gained a space for communicating.
• The Ministry of Development has accepted the program for
national replication.
CATEGORY 5: Social Services and Social Inclusion
AUT382: Fawos - Prevention of Homelessness, Vienna, Austria
Fawos is a central consulting office for the inhabitants
of two districts in Vienna who are tenants in danger of being evicted
due to high financial burdens (debts, other financial problems,
low income). The Fawos, an expert body for safeguarding of homes,
has initiated a pilot project which involves 976 households in danger
of eviction. Of this number, 771 cases were completed and were used
for project evaluation. Fawos also provides consultancy services
related to information and advice on legal matters and the recent
analysis shows that the legal advice is extended also to the financial
and social matters. During the first year of the project, 374 eviction
dates were set. In 250 cases, clients were able to retain their
apartments. Of this number 221 eviction orders were not executed;
in 27 cases, the district court deferred eviction; and in two cases,
Fawos was able to provide the evicted tenants with a council flat
through the Social Necessities Unit. Measures to help clients retain
their dwellings included counseling on legal aspects, information
on available financial support and client entitlement to such benefits,
household planning, short-term, intensive social work and financial
support.
Fawos was able to offer a standardised procedure for eviction prevention
and provide rapid and efficient help to the inhabitants in the Vienna
districts who were in danger of becoming homeless. The evictions
were reduced to one third of eviction orders.
The TAC singled out the following considerations:
• Services for a better access to social welfare
• Reduction of the evictions
• Participation of the population
• Transfer of information
BRA564: Income Generation, Dignity and Citizenship, Rio
de Janeiro, Brazil
The population from low income communities in Rio de Janeiro,
the significant portion of which is of African descent, finds itself
even further removed from the market place due its condition of
poor access to formal education. On the one hand, it is precisely
within these communities that one finds a labor force characterized
by a pattern of early involvement of sections of these low income
communities into the consumer market, among whom one finds a segment
of African descent. There is an increase in the level of self-esteem
of this segment of the population, which can be linked to a growing
demand for services and products culturally identified, especially
those geared towards an ethnic aesthetics.
The Project aims to reach out to young black girls to mitigate poverty
and also to build up their self-esteem as a minority group. Within
these communities one finds a situation of violence and social need,
young people with low level of schooling, a large number of teenage
pregnancy and a history of involvement with criminality. The Project
provides training to young girls of low-income families, and helps
them to get a professional activity as Afro-Brazilian Beauty Specialists.
The Project is committed to enlarging job opportunities and to providing
an enabling environment where self-esteem and black citizenship
are a major focus to build up strong personalities as human beings.
About 100 young women have been trained in 1997, and a hundred more
are enrolled in the next courses. The Project now also offers, in
addition to the Afro-hair stylist course, classes on facial make-up,
depilation and manicure/pedicure. It is financed by the Comunidade
Solidaria Program (Capacitacao Solidaria).
The TAC noted the following considerations:
• The practice has had several important side-effects: through
training, young girls (14 to 21 years), have grown to value their
black origin, have strengthened their self-esteem and exercised
their citizenship. At present, they are allowed to undertake alternative
means of employment through the constitution of cooperatives or
through opening their own businesses inside their settlement or
in other locations of the city. Many of them can go back to school.
• The impact of the initiative has thus been not only in the
trained group of women itself (more than 100 in two years) but in
their families and communities since they have improved their dwellings
or moved to better neighbourhoods.
CAN429: The Western Valley Development Authority, Digby,
Nova Scotia, Canada
This program is a community-based region-wide economic
development partnership in an area with economic development problems.
By the early 1990s, Nova Scotia’s historic Western Valley
(population 46,000) had become one of Canada’s most impoverished
regions due to the collapse of regional fish stocks and the closure
of the largest employer, a naval base. Unemployment rates reached
almost 60% in some communities and top-down federal and provincial
economic programs have had little impact in improving the situation.
Finally in 1994 community initiatives resulted in the passage by
Nova Scotia of legislation to create the Western Valley Development
Authority, a partnership of the federal, provincial, and seven municipal
governments with dozens of non-governmental organizations and private
concerns. A 14-member board of directors was created with seven
"community" members and representatives of each of the
seven municipal governments. A core budget was established with
initial support coming equally from the three levels of government,
with additional resources to be raised locally. The board immediately
identified 19 sectors of the local economy and hired 19 local (non-professional)
participants in each of the sectors to prepare reports on the basis
of extensive consultations within the sector and with the broader
community. A major report was then distilled into a specific, concrete
action plan with several hundred projects that could be carried
out by the Authority in partnership with the local communities and
the various governments. The projects depended on the sustainable
use of the human and natural assets of the local communities.
The projects which covered a wide range of concrete activities in
the areas of economic development, environmental management and
information technology have produced successful results with almost
all targets achieved. Local support and commitment was high from
the beginning. More recently the other levels of government have
bought in - partly to share the accolades. Business startups have
increased 21 per cent in the latest fiscal year, regional unemployment
rates have dropped by one quarter since 1994, tourism revenues are
up significantly, and a growing sense of optimism and positive energy
is now suffusing the region. British Columbia is considering adopting
a similar approach for its coastal communities in the North Atlantic
in their attempts to deal with the collapse of the fisheries.
The TAC singled out the following:
• The program is an excellent example of how a bottom up process
of economic development has had some remarkable successes (where
top-down approaches had not)
• The program has had measurable and significant concrete
results as well as imparting a sense of hope to a region
• The program deals with issues being faced around the globe
and offers an approach which potentially can be transferred to many
countries
CAN555: Waterloo Region Opportunities Planning, Ontario,
Canada
The Waterloo region is an industrial area of some 100,000
people in south-central Ontario. It is served by a two-tier local
government. It was severely hurt by the recession of the early 1990s,
which drove unemployment levels and welfare rolls sharply upward.
The Waterloo Region Opportunities Program was launched in April
1993 with the aim of assisting communities to find ways to identify
and create employment opportunities in a rapidly changing modern
economy. It was an initiative of the Community Opportunities Development
Association of the city of Cambridge (CODA) which had been working
with other community groups for many years to deliver effective
employment programs for low-income residents. CODA initiated a pilot
project in 1992 to help welfare recipients return to the work force.
In cooperation with a similar non-governmental organisation (NGO)
in the neighbouring city of Kitchner and with support from the Ministry
of Community and Social Services of the provincial government of
Ontario. The pilot program was based on the principle that made
social assistance recipients both the clients and custodians of
the program. The participants, working with the community agencies,
came up with a host of proposals that became part of the design
of the Waterloo’s Region Opportunities Program. The WROP operated
from April 1993 to December 1996 with 18 partner agencies in the
region. During this period over 1100 long-term welfare recipients
found work or started a business. The lessons learned during the
operation of the program inspired the establishment of a successor
program, Opportunities 2000, launched with $1.3 million in funding
from private foundations and local residents.
The TAC singled out the following considerations:
• The program tackled an almost universal issue – moving
people from welfare to employment – in an innovative and largely
successful manner;
• Its results were measurable and showed sharply increasing
benefits in terms of investment over the life of the program;
• Lessons were articulated early, and used to adapt the program
during its existence and provide a solid base for a successor program;
• The program demonstrated how local participants and community
organizations working together can solve local and regional issues
that have proven too difficult for government agencies;
• The program has been used as a model for other areas and
had a direct impact on the design and operations of provincial welfare
programs
CHL627: Citizen Action for Justice and Democracy, Santiago,
Chile
The disregard for and delegitimization of the non-confrontational
methods of conflict resolution cause justice to appear to aggravate
problems and tensions between people, thereby making peaceful, family
work and neighbour relations all the more difficult. Perceptions
of many poor people about the theme of justice have indicated: a
large portion of the citizens, especially those within the poorer
spheres, do not have access to or have a distrust of the Chilean
Justice system. Further, these same impoverished citizens do not
perceive the Justice administrative system as oriented towards solving
problems for society. Rather, it is viewed as a system dominated
by functional lethargy, arbitrariness, inefficiency, high cost and
a strong discriminatory and confrontational character. Having understood
this reality, the FORJA team began the Program that was presented
and approved by the Ford Foundation for financing. In addition,
other actors joined the Program: the Fundacion Nacional para la
Superacion de la Pobreza, the Justice Ministry, the Corporacion
de Asistencia Judicial, FOSIS, the Fundacion Andes, Municipalities.
The program was carried out initially as an experiment in the Valparaiso
Community in 1993. Afterwards it was expanded to locations within
the Metropolitan area of Santiago. The following objectives are
in place: a National Guide of Programs and institutions of information,
education and legal assistance with the poor social sectors; a guide
of instructive reports and forms for information, assistance and
socio-legal action with the poor sectors; proposed program and model
of socio-legal training adequate enough for the best attention to
and conflict resolution for persons of limited resources, program
of socio-legal formation composed of community leaders, to be converted
in Community Legal Leaders; establishment of Neighbourhood Legal
Consultant Groups; citizen initiatives for public interest. The
results are: legal constitution of 6 Associations of Community Legal
Leaders, 135 Community Legal Leaders working in 8 communities of
3 regions in the country. achievement of municipal subsidies for
their sustainability, establishment of National Network of Associations
of Community Legal Leaders.
The TAC noted the following considerations:
• This experience offers alternative ways of conflict resolution
through participation of civil society.
• The TAC considers it a good intention for improving legal
services, orientations and information on justice and fiscal regulations
and mechanisms for poorer communities.
DEU354: Mutterzentren Bundesverband Geschaftsstelle, (National
Association of Mother Centres) Hamburg, Germany
The National Association of Mother Centres was founded
in 1989 to create a national network for Mother Centres which had
sprung up as a grassroots women’s movement in Germany in the
early eighties. It uses a methodology that was developed out of
a research project at the German Youth Institute in Munich and has
grown in a decade from three original Centres to 480. Mother Centres
claim public attention and space for the interests of neighbourhood
structures and neighbourhood services that industrialisation and
modernisation in the West, and totalitarian structures in the East,
have dried out. They are an innovative model of how to strengthen
civil society by strengthening the neighbourhoods. Before there
were Mother Centres and their National Association, the isolation
of women at home with small children was an individual issue and
women as mothers did not have a political voice and lobby. Now the
local Mother Centres are a force to be reckoned with in the communities
and they are consulted regularly by municipal agencies, as well
as local, regional and national government. At the national level
a ‘Mother’s Movement’ has been established and
recognised, conducting regular political campaigns on issues relevant
to the situation of families and neighbourhood woman. The success
story of the Mother Centres is a lesson in transferability and in
fruitful partnerships.
The TAC singled out the following considerations:
• Inclusion of neighbourhood women in decision making processes
• Creation of a social network that contributes to increased
tolerance and democracy in the neighbourhood
• Community leadership
• Partnership between different institutions
KEN629: Mathare Youth Self-help Slum and Environmental
Clean-up Project, Kenya
Mathare is the largest slum settlement in Kenya’s
capital, Nairobi. The slum is characterised by poverty, underemployment,
unemployment, poor housing, inadequate sanitation, crime, poor health,
etc. The MYSA started in 1987 as a self-help youth sports and community
service project in Mathare valley. With support from the Stromme
and Ford Foundations, as well as the Population Council, the association
has grown to a membership of 9,000 youths aged 11-18 years participating
on over 650 teams in 94 football leagues and environmental clean-up
teams.
At the centre of the project’s success is the linking of environment
and sport. Each completed garbage collection project earns a team
6 points in the league pool; a match victory earns the team 3 points.
In addition, organized teams participate in HIV/AIDS awareness programmes
and other training and leadership programmes. The youth have provided
service to refugee children in Kakuma camp in northern Kenya and
improved their own self-image. The initiative received a UNEP Global
500 Award in 1992.
The TAC highlighted the following as exemplary:
• Innovative linkage of sport and environmental conservation;
• Emphasis on education and vocational training for youth;
• The initiative is managed by and for the youth themselves
• The recent introduction of a girls league and its rapid
growth in popularity.
PHI345: Fighting Powerlessness and Hunger with our Own
Hands, Initao, Mindinao, Philippines
About 90% of the 35,000 population of Initao, a remote
municipality in Mindanao in the Philippines are farmers growing
corn, bananas, sweet potato and coconuts. The majority of them are
small, marginal farmers without draft animals who suffer from low
productivity, low income and generally poor living conditions. They
have no access to credit except the middlemen that charges interest
rates of up to 250% per year. To rapidly improve their living conditions,
draft animals were provided on a low interest loan scheme coupled
with the promotion of sustainable farming practices, social mobilisation
and training. This intervention resulted to increased incomes, improved
farm productivity, enha |