 |
2000
Winners
Summary of 2000 Short-Listed Best Practices
AFRICA
Luanda-Sul Self-financed Urban Infrastructure Program, ANGOLA
[619]
Luanda Sul is a trend-setting model for innovative practice. It
is based on a self-sustaining urban infrastructure program aimed
to valorize public assets through careful land-use management and
planning. In close partnership with Government agencies, the private
sector and community-based organisations, the population living
in temporary settlements and the people displaced by the war are
being resettled.
The program was initiated in 1995 through a self-financing process
to improve the living conditions of the city and to meet the immense
unmet needs of a low-income and displaced community. The improvements
in the Luanda Sul included the construction of 70km of pipes providing
drinking water, 23km of drainage, 12 km of power lines, 2,210 houses
and adequate shelter for 16,702 people.
The program operates from an Achievement and Management Fund. The
resources are mobilised through; (i) the sale of concessions (or
land tenure rights) derived from the allocation of public land for
private development; (ii) taxes and tariffs perceived on the exchange
of goods and services; and (iii) investments made by the private
sector. The Government, by issuing guarantees for private investments,
provided the basis for the self-financing of the programme.
The technical and human resources come from a team of skilled urban
and infrastructure experts. The process involved the identification
of suitable land for urban development, the acquisition of the land
from landowners by the state, the legislation of the status of the
land according to a land-use plan and the mobilisation of capital
investment of the private sector. The program involved an initial
investment of US$30 million and a subsequent investment of US$14
million. The infrastructure development includes community facilities,
schools, commercial establishments, an industrial estate and a hospital.
The program so far has:
• Resettled 2,700 families displaced by the war;
• Managed to fully service 8 million sq. m with 121 km of
power lines, 70 km of piped water and 3 sewerage treatment plants;
• US$96 million has been generated and invested, mostly in
social services;
• 4,000 jobs have been created;
• The settlers have secure land tenure and the project is
now part of the World Bank’s Luanda Master Plan;
• The community participated in the design and planning of
the program and is given first option to buy land;
• The project meets internationally accepted standards and
is guaranteed by the Government;
• There are plans to replicate the program in Benguela Province.
Program for the Protection of the Environment, BENIN [499]
Cotonou is the economic capital of Benin in West Africa. Before
the initiative began in 1993, there was no garbage collection or
waste disposal at Sainte-Rita municipality in Cotonou, a city of
1 million inhabitants. The program involves waste and urban management
and ensures that there are good sanitary conditions in the community
of Sainte-Rita through the sustainable management of household and
medical waste that have also improved revenue-generating activities.
Sainte-Rita is one of the 24 municipalities of Cotonou and consists
of more than 40,000 inhabitants with a surface area of 3 square
kilometers of which half is liable to flooding. But due to the lack
of decentralization of Benin, this municipality does not have a
juridical status that can enable it to decide on its own actions
and priorities. The central administration tends to care more for
the center of the city to the detriment of peripheral areas.
The community participates in the program as subscribers. The money
paid is used to finance the initiative and 35 permanent jobs were
created. The waste is transported to a garbage treatment site and
organic waste is recycled for agricultural use in other areas. To
strengthen people’s solidarity in the project, a Community
Bank was opened and 602 people received credit. The program is a
partnership between the community and their leaders, the local authority,
Government Ministries of the Environment, of Health and local NGOs
and community associations.
The TAC has observed that:
• The program is currently fully institutionalized and an
NGO has a contract with the community, which defines the role of
each of the parties;
• The community contributed towards the establishment of the
initiative and works together with the other parties to plan and
make decisions on the program;
• The Program Committee is made up of all the stakeholders
and meets regularly to evaluate progress and to identify follow–up
activities. The Community also holds monthly meetings;
• The community is willing to pay for the service –
an indicator of satisfaction with the service provided;
• Other NGOs wanting to replicate the program in their respective
communities have been sending interns to learn from the Sainte-Rita
Cotonou initiative;
• 75% of the population in the community subscribe to the
collection and disposal of garbage;
• The collection of garbage is 100% self-financed;
• Garbage is collected and sorted out daily;
• 145 jobs have been created with the initiative and 35 permanent
jobs established with the Community Bank;
• A recycling center was created in reducing the cost of transporting
garbage;
• The program has become economically and environmentally
sustainable.
Maweni Squatter Resettling Programme- Voi, KENYA [006]
The Maweni squatter resettlement program was started by the Residents
Committee of the Maweni Group (now a Housing Cooperative). Maweni
Village with approximately over 6000 inhabitants is in the Municipality
of Voi, 160 Kilometers from the Coastal Town of Mombasa.
Maweni has a high population density and the inhabitants are mainly
people who migrated from the rural areas. The program is a partnership
between the Ministry of Lands and Settlements, the Municipality
of Voi, Kenya Wildlife Service and Maweni Community. The program
is a housing and poverty eradication program. At the time of its
formation, the group had the overall objective of acquiring land
so that the people being resettled could have individual title deeds/
or tenure to the pieces of land.
The development group identified suitable land to facilitate the
provision of low cost housing to the informal settlers. This involved
organizing the squatters in groups. Land was then acquired from
the Government. The Land was then planned, surveyed, demarcated
and title deeds issued to the members of the cooperative group.
Building standards were also set for the buildings.
To date Part Development Plans (PDPs) and Cadastal Surveys have
been prepared by District Physical Planning Officer and Voi Municipality
with support from the community, is working to ensure that more
squatters do not come to the area and that the squatters do not
squat elsewhere.
The TAC has recognized the following achievements of the practice:
• A sustainable housing loan scheme;
• I ncome generation activities for members creating direct
employment and raising incomes;
• Provided decent housing for the squatters using a self-help
approach;
• The practice has provided security of tenure to low and
poor people from the squatter settlement;
• Improved living conditions by providing portable water appropriate
sanitary conditions, roads, drainage, and waste disposal and management
facilities;
• The program operates on a cost recovery basis and is affordable
to all beneficiaries;
• The program is participatory and is sustainable. (15 members
are fully employed by the project and 70% of the finances comes
from member’s contributions and internally generated funds;
• Both men and women are active participating members of the
program.
City Garbage Recyclers: Maringo Estate, Nairobi. KENYA [117]
The City Garbage Recyclers is an indigenous Self help group which
was formed in 1995 by the residents of Maringo Estate – a
low Income Settlement with 3000 inhabitants in Nairobi the Capital
City of Kenya, to address the problem of poorly disposed waste in
the area.
The waste had become a serious threat to health and environment.
City Garbage Recyclers is a Government registered and recognized
entity and its aim is to mobilize the residents in the low income
settlement of Maringo in domestic waste management and build the
capacity for the Community for Environmental Conservation through
waste recycling.
The Programme collects hundreds of tons of domestic waste from households
and manually separates it into organic and inorganic categories.
The Organic waste decomposes to make organic fertilizers that is
sold to local farmers. The inorganic waste is sold as raw materials
for recycling including polyethylene bags, plastic containers etc
and as energy saving briquettes, that are used as an alternative
fuel to wood.
The Programme has benefited over 3000 people and has created employment
opportunities, contributed to the conservation of trees used to
make charcoal and improved the physical environment of the settlement
by managing waste. The project has greatly improved the living environment.
CGR is a highly participatory undertaking with residents involved
in waste management and making a livelihood from the process. CGR
also trains other NGOs in waste management, conducts awareness and
clean-up campaigns and has become a recognized leader in the recycling
and re-use of waste.
Members and participants in the Programme are also given loans for
their own income generation activities.
The TAC considers this practice exemplary for the following reasons:
• It’s participatory process involving all the major
stakeholders in its elaboration and its execution;
• The practice has had a significant impact both on the quality
of life of the participants via income generation as well as on
the quality of life of a large segment of the city’s residents
due to the important impact it has on the disposing of waste, providing
an affordable and alternative source of fuel and reducing dependence
on charcoal;
• The income the participants of the practice generate for
themselves, it clearly demonstrates how ‘garbage is gold’
and has inspired many other NGOs and CBOs to begin similar recycling
initiatives.
Hatooa Mose Mosali Rural Based Cooperative Society, Lesotho
[965]
Hatooa Mose Mosali is a rural based Cooperative Society founded
by Women in 1978 in Lenea Village in Mamthe in the Kingdom of Lesotho
in Southern Africa. The women realised that their household incomes
were declining because of the reduced remittances from the migrant
miners working in the mines in South Africa.
The Group has 30 members and is managed by a management Committee
and sub-committees. These sub-committees are each in charge of an
activity undertaken by the group. The activities are Education,
Credit and Control and Training. Membership to the Cooperative is
open to all; members have to pay an annual subscription fee.
The main activities of the group are:
1. hand-made productive activities ( knitting, candle making, sewing,
etc);
2. pre-schooling – with trained teachers paid by the group;
3. nutrition classes by trained nutritionists and cooperative officers
from the Ministry of Agriculture;
4. the group has a crafts training workshop;
5. a retail shop;
6. a grinding mill with a trained operator and mechanic paid by
the Women’s Cooperative;
7. the group is in the process of acquiring four ploughing tractors
and associated equipment to enhance the agricultural production
potential of the members and the community.
The TAC considers this programme a best Practice because:
• It has impact in more than one village: six other villages
are benefiting (the mill serves seven villages);
• It greatly enhances women’s productivity (the nursery
school and mill give women more time for productive activities);
• Tangible impact in terms of increased economic activities
and income earning capacities;
• The programme is responding to the villages felt needs;
• The programme is integrated and is working in partnership
with relevant agencies. It is also sustainable in terms of self-financing.
Shambob Brick Producers Co-operative Society
(Kassala), SUDAN [382]
The initiative aims to improve the standard of living of poor brick
producers and their families in Eastern Sudan through the generation
of secure employment and income. This is happening in a context
where brick production traditionally is in the hands of middle-class
businessmen who reap most of the profits and pay little to the workers.
An important element of the initiative is therefore the support
given to a group of workers from the same village to manage their
own enterprise. Each of the 115 workers has inserted US$ 20 each
in the venture and formed a cooperative.
Other key aspects of the initiative are the improvement of brick
quality and increased energy efficiency (and related environmental
benefits) to the commercial viability of brick making.
The replacement of wood fuel by residues such as coal and bagasse
(a residue of sugar production) has had positive impact that has
environmental advantages in saving the trees.
Production and sales have increased which has resulted in a 100%
increase in the income of the cooperative members.
Women in the village have also been enabled to make an income from
this initiative through transporting water. A community center has
also been built as a result of income from this project. The cooperative
system has proved successful and is being implemented by other villages.
The TAC considers this practice exemplary for the following reasons:
- The methods and technology used and the inclusions of applied
research and development;
- The impact on poverty reduction and the establishment of a self-help
system;
- The focus on local enterprise development;
- The impact on the environment;
- The use of a gender sensitive approach and the involvement of
women in income generating activities.
ARAB STATES
Program for Credit to Small Production and Vocational Enterprises,
Jordan [123]
The Housing and Development Corporation’s mandate in Jordan
includes developing regions with sub-standard services in the Kingdom
and contributing to the solution of housing problems.
The corporation established a Program for Credit for Production
and Vocational Enterprises, which operates through local centers
established by the corporation. The philosophy behind these centers
is based on self-management i.e. resources generated from self-financing
projects and activities by the community.
To realize this objective a scheme of small credit or loans (JD100-1500)
was developed to be paid back in monthly installments for up to
three years. The loans are used for improving income-generating
activities of the borrowers through the establishment of new enterprises
or expanding existing ones. Women were given priority in the granting
of loans with emphasis on sustainable professional and vocational
activities. One of the conditions is that the beneficiary contributes
at least 15% of the capital and presents a feasible venture. The
feasibility studies are made through a joint effort between the
applicant or owner of the enterprise and the staff of the program.
The program focused its attention on food enterprises and arts and
crafts including traditional village embroidery.
The TAC recognized in this practice:
• Its contribution to providing access to credit for enterprise
development;
• Its contribution to promoting gender equity and equality;
• The tangible impact achieved in terms of jobs created and
the improvement of living and working conditions;
• The participatory nature of the programme and the enabling
support provided by the public sector to micro-enterprise development.
Rehabilitation of Hebron Old City, PALESTINE [955]
The Hebron Rehabilitation Committee (HRC) was formed to reactivate
life in Hebron old city with 2000 inhabitants and preserve its cultural
heritage and identity.
HRC projects are funded by the Palestinian National Authority, Arab
Fund for Economical and Social Development, Saudi Development Fund,
Spanish Government, Swedish Government & Temporary International
Presence in Hebron (TIPH).
HRC goals and achievements have required scientific planning, renovating
old buildings while being used by inhabitants, encouraging contractors
to work in very difficult conditions and solving ownership problems.
400 apartments have been renovated in 4 years, main parts of the
area have been rebuilt and commercial life reactivated.
Inhabitants and local organizations have joined together to achieve
this, and encourage people to live in the old city by offering privileges
such as free renovated houses, free health insurance, income tax
exemption, free water and electricity. This work is unique considering
the political situation in Hebron. The population of the old city
has increased from 400 to 2000 in the same period. 300 jobs and
more than 200 indirect job opportunities have also been created.
Reasons for consideration:
• The practice demonstrates an effective approach to conflict
management and planning;
• The practice has had tangible impact in terms of housing
construction and rehabilitation as well as job creation and the
re-activation of commercial activity;
• The practice has culminated to the preservation of a historical
site and cultural heritage and has reversed the trend of abandonment
of the old city.
ASIA
The Comprehensive Revitalization of the Fu and Nan Rivers and the
Improvement of the Urban Environment, Chengdu, CHINA [104]
In 1990 Chengdu, with a metropolitan population of 10 million and
located in the poorer western region, was one of the most severely
polluted cities in China. Surrounded on four sides by two rivers
(Fu and Nan), industrial effluent, raw sewage and the intensive
use of freshwater deteriorated the rivers’ waters and silted
the rivers causing annual floods during the rainy season and dryness
during the dry season. Slum and squatter settlements proliferated
on the banks of both rivers, exacerbating the social, economic and
environmental problems of the city. In 1993, further to a petition
by school children to the Mayor, Chengdu started the Fu and Nan
Rivers comprehensive revitalization plan.
The primary objective of the plan was to harness the river, prevent
future flooding, restore the ecological balance and flow of the
rivers and improve water quality. To achieve this objective, however,
several other objectives had to be pursued in tandem. These included:
(i) finding alternative housing solutions for the 100,000 inhabitants
of the slum and squatter settlements bordering the rivers; (ii)
relocating, retrofitting or closing down over 1000 enterprises and
factories to reduce or eliminate industrial effluent and emissions;
(iii) implementing a comprehensive waste water collection and treatment
system; (iv) adopting the necessary policies that would enable all
of the above to be implemented in a transparent and accountable
manner.
Owing to the quantity of capital investment required and the number
of people and communities affected, the Municipal Government of
Chengdu adopted a strategy of partnership and participation. This
resulted in a massive rise in environmental awareness and the mobilisation
of central and provincial governments, domestic and foreign investors
and the general public. A gearing ratio of one part central government
finance to two parts local government finance to three parts private
sector investment was established.
Over 30,000 households previously inhabiting the slums on both banks
of the two rivers have been re-housed in new, fully equipped housing
estates. The vacated land has been used to create a continuous green
space replete with parks, gardens, recreational and cultural facilities.
The two rivers have been de-silted, widened and their ecological
flow restored, reducing flood vulnerability to a 200 year risk.
A series of concomitant projects dealt with solid waste, sewage
collection and treatment, industrial effluent, road infrastructure,
transport and communications, and parks and gardens.
Chengdu today is a clean and green modern city boasting a buoyant
and much more diversified economy. The natural flow of the rivers
has been largely restored and the lessons learned in participatory
planning and partnership are being transferred in an unique setup
whereby staff involved in the project have been seconded to surrounding
towns and districts. Chengdu’s efforts were recognised in
March 2000 by winning ICLEI’s Local Initiatives Award in the
category of fresh-water management.
Kunming Modern Demonstration Busline, CHINA [196]
Kunming Urban Development & Public Transportation Initiative,
CHINA [099]
The “Kunming Urban Development and Public Transportation Initiative”
is anchored in the city partnership between Kunming and Zurich,
which was established in 1982. The initiative originated in the
early 1990’s - a period, when Kunming with a metropolitan
population of 3.4 million was experiencing exponential economic
and urban growth as a consequence of the preferential status it
had received from China’s open door policy.
The initiative aimed at achieving a more sustainability-oriented
development, and the implementation of an efficient and modern public
transportation policy. Main constituents were from the beginning
the top political and administrative leaders in Kunming and Zurich.
The initiative has been ongoing for eight years. During this period,
it has shifted its strategic focus from a working modus based on
product-oriented technical assistance supplemented by high-level
discussions on urban and transportation planning in phase I (1993-1996),
to a more management-oriented approach, involving technical staff
from Kunming’s administration and moving the initiative closer
to the “users” in phase II (1996-1999).
The initiative was instrumental to the inauguration of one of the
first separate bus-lanes in China. It further led to an improved
traffic management in the inner city and the consensus to preserve
certain old town areas in Kunming. At regional level – the
Greater Kunming Area – new planning entity was approved to
address sustainable urban development. A GIS-based planning and
monitoring tool has been devised to support planning at this level.
At the institutional level, the initiative has raised the awareness
of the political leaders of sustainability issues and a policy dialogue
with national level ministries is contributing to the dissemination
of new planning approaches.
Sustainable Shenyang Project, CHINA [534]
Shenyang, with a population of 10 million, is one of the oldest
and largest heavy industry centers in China. Rapid economic and
industrial development and population growth resulted in Shenyang
being classified on the list of the 10 most polluted cities in the
world. Initiated in 1997, the objectives of the Sustainable Shenyang
Project (SSP) are: (i) to improve the quality of life of the people;
(ii) to promote balanced economic and social development by strengthening
the capacity of local institutions to make better use of the city’s
environmental resources; (iii) reduce environmental degradation
and risk; and (iv) to institutionalize a multi-stakeholder decision-making
process. With technical assistance provided by UNDP, UNCHS, UNEP
and CICETE (Chinese International Center for Economic and Technical
Exchange), the SSP has prepared and implemented since 1997 a series
of integrated action plans and “bankable” capital investment
projects in support of environmentally sustainable urban and industrial
development.
On the institutional front, SSP has influenced the decision-making
mechanism of high-level leaders by changing traditional attitudes
and decision-making on environmental and development issues. The
project has increased awareness of sustainable development issues
within and among civil society and has mobilized broad-based participation
of key stakeholders in identifying problems, formulating objectives
and adopting strategies. This process culminated in the decision
taken in 1999, in common accord with and between central, provincial
and local authorities and industry, to close down Shenyang’s
copper smelting plant, one of the largest employers but also the
single largest remaining source of air, water and ground pollution
including Sulphur dioxide, lead and arsenic.
In terms of quality of life, the SSP process has been the catalyst
for environmental protection and urban development involving large
scale investments in air and water quality control, transport, housing,
utilities, emissions control, waste disposal and urban greening.
In a nationwide benchmarking exercise in 1998, involving 41 major
cities, Shenyang rose from 22nd position to 12th position in terms
of comprehensive environmental management. In 1996 Shenyang was
taken off the list of the 10 most polluted cities of the world.
In 2000, Shenyang was recognised for its efforts as a finalist of
the Local Initiatives Awards of ICLEI (International Council for
Local Environmental Initiatives) in two different categories –
urban governance and fresh water management.
In economic terms, the project, which will end in 2000, has resulted
in a much improved investment environment attracting several hundred
millions of US dollars in domestic and foreign investments, loans
and joint ventures. These investments cover such areas as road,
rail and air transport, communications, environmental infrastructure,
real estate development and tertiary services.
The SSP provides concrete evidence that a systematic approach to
environmental planning and management in accordance with the principles
of the Habitat Agenda and Agenda 21 is capable of producing win-win
situations where economic, social and environmental objectives can
be integrated and pursued to the benefit of the people, the environment
and the economy.
Cost-Effective and Appropriate Sanitation Systems: Sulabh
International Social Service Organization INDIA [286]
The practice of open-air defecation and use of bucket latrines is
prevalent in India resulting in health hazards for the scavengers
as well as their being classified as “untouchables”
by society. The two sanitation technologies generally introduced
– septic tanks and sewerage – are not affordable by
most and are difficult to maintain. They also do not solve problems
of the paucity of public latrines.
Sulabh International (NGO) initiated a cost-effective sanitation
system in 1970. It converts dry/bucket privies to sanitary toilets,
supplies toilets to houses where no latrines existed, provides well
designed and maintained community facilities, trains and rehabilitates
scavengers to find other jobs and generates bio-gas from public
toilets for energy generation. Sulabh International has also forged
close co-ordination and partnership between the government, local
authorities and the communities involved.
The major problems faced included: (i) reluctance from health engineers
to accept the technology developed by Sulabh; (ii) the lack of awareness
by the common people of the link between health and sanitation.
An appropriate design of pourflush waterseal toilets with twin pits
for on site disposal of human waste was developed and tested to
the satisfaction of health inspectors. Similarly an appropriate
social marketing and delivery system ensuring community participation
and involvement of women backed by education and awareness building
campaigns was implemented.
Results to date include 1 million toilets and 4000 “pay &
use” community toilets serving more than 11 million people
daily, liberating 40,000 scavengers. 240 towns have been made scavenger
free. Due to this success, state and local governments have started
to implement the sanitation program all over the country. Finding
that affordable and sustainable technology is available and that
institutional capacity has been built to train scavengers, the Government
of India has passed legislation to ban scavenging in the country.
The program is being replicated in South Africa, Sri Lanka, Nepal,
Bhutan, Tanzania and Kenya.
The TAC recognized the following aspects of the project:
• The impact on health, sanitation as well as on a socially
excluded group;
• The high level of replicability of the technologies employed
and the great number of transfers that the practice has already
been involved in;
• The partnership between various sectors of society including
NGO, Central and local governments as well as the participation
of the community in implementation and in improving their living
conditions.
Social and Financial Empowerment of Poor Women in India
[290]
In 1977, floods and other natural disasters had terrible effects
on the poorest of the Chennai, especially women. The Working Women
Forum (WWF) an NGO was founded in 1978 to respond to the need of
heavily indebted women, whose labor was cheap and disposable as
they were not organized. Low cost and accessible credit was identified
for effective relief from poverty, hunger, indebtedness and strengthening
their productive role.
Initially, WWF acted as an intermediary between national banks and
its members to facilitate their access to credit. Frustrated with
the formal banking system which did not address their needs, 2500
members of WWF, with the help of external donors, created the Working
Women’s Cooperative Society (WWCS) in 1981. The most important
challenge was to identify and train a cadre of catalysts within
each neighborhood. It was also difficult to convince men that the
program should focus only on women. By 1982-83, however, group leaders
managed to take control and the program rapidly grew into a mass
social movement. As it evolved into an emancipation movement for
poor women, various partners joined the initiative including the
Government of India and UNFPA. Out of an initial seed capital of
Rs. 50,000, WWF has grown into the largest credit cooperative network
with a recovery rate of 97% and a cumulative disbursement of 396
million Rupees. (Equivalent of US$ 8.8 million.
Many members have moved from trading and vending occupations to
skilled and manufacturing business. 76 per sent have been relieved
from indebtedness, 92 per cent are now able to have two meals a
day while 80 per cent have improved their housing. By raising awareness
on health issues WWF has also created a voice and a demand for improved
delivery of health services. WWF/ICNW (Credit institution of WWF)
is 80% operationally self-sufficient and 75% financially self-sufficient.
The TAC recognized that this practice:
• Demonstrates the need to and the benefits of empowering
women;
• Shows that a grass-roots strategy can lead to both sustainable
processes of development as well as policy change;
• The practice has enabled poor women to become leaders and
trainers and to help others escape from indebtedness and poverty
and to gain meaningful productive lives.
An Integrated Hotel Solid Waste Management System in Bali.
INDONESIA [665]
Bali is the most important tourist destination in Indonesia. The
amount of garbage produced in Southern Bali exceeds 240 tons per
day. The local government does not provide waste management services
for business producing more than 2 cubic meters of waste per day.
In partnership with hotels and waste haulers, Wisnu Foundation (NGO)
initiated a programme in 1994 to use waste as a resource, contribute
to more sustainable tourism development and improve the working
and health conditions of scavengers.
Proper waste management requires a comprehensive system from consumption
to disposal. The hotels in Bali were initially reluctant to participate
in the programme. Garbage was taken care of by haulers and hotels
were not concerned with how it was disposed of. Several incentives
were used to mobilise the hotels including: (i) a no risk policy
whereby hotels would not receive bad publicity if they did not comply;
(ii) integration of solid waste management with the hotels’
environmental management programmes; and (iii) recognition of the
hotels’ efforts through the Eco-Hotel Rating Program. The
rating system is designed to promote the green image of the hotels
involved, attract the attention of environmentally concerned travel
agencies and consumers and to provide a competitive advantage.
The program provides an alternative model for hotel solid waste
management that has been replicated in Hua Hin, Thailand and is
being planned in Siem Reap, Kampuchea. Information about hotel waste
generation and recycling rates is analyzed to study trends, set
targets and achieve waste minimization. The people working in the
hotels, those working with the material recovery facility, the haulers
and the community have learned to work together to improve the living
environment, to re-use and recycle waste and to minimise waste production.
Members of the community, students and visitors learn about the
program through site visits.
The practice has achieved the following results:
• Improved environmental management – it has been able
to achieve the targeted recycling rates of 75% in 1999;
• Implementation of the Polluter Pays Principle. Hotels participate
in the program voluntarily and pay a fair price for waste management;
• Creation of employment opportunities and demonstration of
a working model for educational purposes and for replication focusing
on hotels as big producers of waste;
• Regularization of the employment situation of garbage scavengers
who previously did not enjoy formal employment or recognition.
Women’s Empowerment Program NEPAL [514]
Seventy percent of Nepali families are below poverty line. Male
dominated cultural traditions discourage female education, restrict
their legal rights and participation in decision-making, and permit
women little control over their lives. Females are often malnourished
or in poor health. Only 20% of them are literate. Women’s
Empowerment Program (WEP) founded on the principle that dependency
is not empowering. It works to empower women through an innovative
program integrating literacy, micro-finance and micro-enterprise
training, and an understanding of legal rights and advocacy.
WEP however offers no seed money, matching grants or subsidized
interest rates. Women must own the program by creating their own
group policies, paying fees, buying books, providing facilities
and supplies, and finding literacy volunteers. WEP assumes that
the poor will pay for the services they need. It requires all members
to be literate, understand the banking process and know how to form
and operate a business. As a result, women in-kind contributions
are estimated at $260,000 so far.
240 NGOs work as partners for implementation. WEP also encourages
financial independence and for every ten WEP group they work with,
the NGO receives less than $5 for administration. As a result, in-kind
contributions from supporting NGOs are estimated at $100,000 to
date. The program uses an approach based on Appreciative Planning
and Action (APA) that was developed in Nepal and encourages women
to build on their strengths and has been key to overcoming obstacles.
This approach teaches an organization to learn and implement a major
program in a transparent and accountable manner, to adopt low-cost
methods to promote literacy and economic participation in order
to reduce dependence on external funding, In summary, the program
instills a sense of self-reliance.
Overall, the program shows that women can teach themselves the skills
they need to improve their lives, to save money and start small
businesses. Programs based on this model can engage millions of
women everywhere at costs they can afford. The no handout policy
inspires motivation, pride and commitment in a program integrating
literacy, economic and legal components. Simplified books developed
by partner NGOs enable newly literate women to teach each other
basic skills. Within a few months they start putting them to use
in ways to ensure skill retention.
The TAC underlines the following achievements: (i) The program’s
challenge was to develop a large-scale, sustainable, and empowering
program in an aid-dependent country; (ii) Through WEP interventions,
women learn to read and write enabling them to develop and maintain
income-producing enterprises, create literacy and village-based
savings-and-loans associations creating a national micro-finance
system; (iii) The women also learn their legal rights and how to
advocate for social change. The Program reaches 123,000 women in
nearly 7,000 economic groups in Southern Nepal. The program is in
the process of replicating the approach elsewhere in Nepal.
Bantay Puerto Program – “Puerto Princesa Watch”
PHILIPPINES [112]
Puerto Princesa City has 129,577 people with a land area of 2,381
sq. kms. Its incumbent Mayor, Hon. Edward S. Hagedorn, first assumed
office in July 1992. The City was then a microcosm of environmental
drift. Illegal logging, slash-and-burn farming, blasting of cyanide,
and trawl fishing were rampant. The forests were depleted. Marine
life was almost dying. Worst, the city’s coffers were near-empty,
having only about P26,000.00 (USD1,000) for special projects. Nevertheless,
the Mayor pursued the start of this major environment initiative
in August 1992. It has the following components: Forest Protection
(Bantay-Gubat, or Forest Watch), Marine Resources Protection (Bantay-Dagat,
or Baywatch), and Forest Rehabilitation. He deputized and mobilized
citizen volunteers.
Using his own money, the Mayor procured radio handsets, motorcycles,
and pump boats. NGOs rendered technical and legal assistance. The
village officials, including indigenous peoples, became the city’s
“eyes and ears” in spotting all forms of violations
against the environment. To augment the resources of the Program,
the Mayor tapped the city’s calamity fund by mandating the
city council to declare a state of calamity in the city - the first
and only mayor in the Philippines, and perhaps in the world, to
consider environmental degradation as a human-made calamity. By
doing so, however, he risked being brought to court, because at
that time, only the President of the Philippines could declare a
state of calamity. True enough, his political opponents sued him
for abuse of authority. The Philippine cities, through their League,
raised a howl and advocated that the power to declare a state of
calamity be shared with the local government units. This bore fruit
when the Philippine Congress passed Republic Act 8185. This empowered
not only Puerto Princesa, but also all the local governments. Today,
Puerto Princesa City’s forest cover has increased to more
than 2000 hectares, and continues to protect and preserve more than
7,200 hectares of coastal waters. The program, has influenced the
State to reshape national policies in favor of local governments.
The program, showcases how social mobilization and a strong political
will can help protect the environment, shape the future of a city
and influence national policy.
The TAC singled out the following consideration:
• The importance of dedicated leadership that can provide
to city development and environmental protection;
• The effect the programme has had on national level policies
and legislation in support of decentralization and the empowerment
of local authorities;
• The significant impact that has been achieved in a relatively
short time.
Socialized and Incremental Housing Initiative, PHILIPPINES
[378]
The Island of Negro in the 80’s was a simmering social volcano.
Poverty level was high at around 60%, with disadvantaged families
having no access to housing support. The project was started in
1993 to alleviate poverty through job and income generation and
to improve capacities of community workers on the use of alternative
housing construction technology using earth-based materials. It
has served 2,630 households directly and about 15,780 individuals
indirectly. It has constructed 650 socialized housing units and
helped out 445 disadvantaged families through incremental housing
scheme. Such a scheme allowed families to avail of credit assistance
for home improvements. In partnership with the European Union, the
local government unit of San Carlos City, Negros Occidental, various
non-government organizations, and the private sector, the project
constructed a post-harvest complex for some 1,500 upland agrarian
reform beneficiaries that includes a warehouse, mechanical dryer,
and multi-purpose center. It facilitated the formation and strengthening
of workers’ cooperatives with about 305 members. These members,
as well as the housing beneficiaries, were trained to engage in
the production of micro concrete roof tiles and compressed earth-block
products, and in the construction of housing units. This created
employment in the community and facilitated the placement of some
3,000 workers for domestic and overseas jobs. The project, not only
gave its beneficiaries good shelter but a more promising future
as well.
The initiative has gained national and international recognition
for mass application and replicability. The project has been replicated
at Cavite and Vigan and other parts of the country.
The TAC recommends this initiative to the Jury for the following
reasons:
• The initiative established effective partnerships between
NGOs, Local Authorities and International Organizations;
• There is a high level of empowerment of the community allowing
them to become independent home owners, regularizing their citizenship,
and strengthening their economic base;
• This practice has already shown its capacity for transfer
within the country.
EUROPE
Sustainable Urban Renewal in Vienna, AUSTRIA [1996/181]
Vienna’s urban and architectural structure still reflects
its 2000 years of history. The main goal of the urban renewal initiative
started in 1984 was a tenant-oriented approach to renewal of the
city. The initiative focused on: (i) “soft urban renewal”
with the inclusion of social criteria such as avoiding segregation,
forced change of ownership, and affordable revitalised housing;
(ii) renewal of inhabited buildings with emphasis on distribution
of responsibilities between owners and tenants, tenant’s participation,
tenant-oriented modernisation schemes, and substitute housing solutions;
(iii) the use of targeted subsidies to facilitate the process and
to avoid the gentrification of renewed housing; and (iv) a “block”
or area approach to ensure maximum cohesiveness, minimum disruption
and as a participatory approach finding solutions and resolving
conflicts.
In the case of block improvements scheme involving whole blocks
of buildings with different owners has enabled the City to combine
improvements of flats and of buildings with other improvements to
the living environment. This include the merging of green space,
traffic taming, preservation of small businesses and the provision
of social services. Landlords, shop owners and inhabitants of the
houses are all involved in developing the block improvement project.
As a result of this project, over 5000 owners applied for public
assistance, 3000 residential houses with 128,000 apartments were
approved for renovation, 2000 buildings with 84,000 renovated apartments
have been completed and the number of ‘substandard’
dwellings was reduced from 320,000 (39% of total stock) to less
than 200,000 (23%) in 10 years.
The sustainability of this initiative is ensured by the support
of the local authority, tenants and the existence of the well-established
financing schemes. The value of the initiative is judged by the
fact that from the very beginning, other towns from the region requested
Vienna to provide consultations on the topics related to urban renewal.
Another result of the initiative has been the implementation of
a series of projects to improve the living environment including
public transport, air quality control, waste management, eco-procurement,
urban organic farming and many other initiatives.
The TAC was particularly impressed with:
• The impact of the project resulting in the massive city
renewal and the preservation of the city’s architectural heritage;
• Inclusion of the social element in the renewal project (tenant-oriented
housing renewal);
• Project’s sustainability supported by the existence
of the institutional and financial basis;
• The catalyzing effect the initiative has had in enabling
the City of Vienna and other social actors to implement a host of
initiatives, the combined of which are both tangible and visible
in making Vienna a green, clean and socially inclusive city.
Street Children in Bitola, Macedonia [959]
When you pass Bitola at night, along the main road, you can see
a number of lights that twinkle like stars from the bridge. In daylight,
you discover the poorest part of the town that is inhabited by the
Roma population, which is only 15 minutes walking distance from
the centre. This is the place where the project “Street Children”
was started by a Macedonian NGO.
Based on the social and economic situation of children and their
families 20 ‘street children’ were selected of the primary
school age to participate in the project. Most of the children’s
parents were unemployed, they lived in places where several members
of the family slept in one room without adequate sanitary conditions.
Most of them had never attended school could not read or write.
The NGO organised a fully equipped Day Care Centre to teach the
children to read and write, introduce basic literature, mathematics
and science. Social and cultural activities include art classes,
excursions, cinema, theatre, and social events such as birthdays
to boost the children’s self-esteem and confidence. Medical
check-ups and food are provided as well as clothing. The project
focuses on the elimination of begging among children. Children’s
parents are involved in various activities. As a result of the project
the children are re-integrated into mainstream society - the influence
of the street is vastly reduced as witnessed by fewer incidents
with the police. All the children have learnt to read and write
and are equipped with basic social skills.
The sustainability of the project is ensured by the moral support
of the children’s parents and Roma community to the project,
local authority support (e.g. provision of the free of charge place
for the ‘Day Center’) and support from various local
and national institutions. The project implementers also gained
valuable experience due to the regional scope of their activities
and the established partnership with various institutions, all in
the process of replicating the initiative (there is a considerable
Roma population in Macedonia). The key to present and future success
of this initiative is the motto of the NGO “To have an idea,
to respect the child’s personality and rights”.
TAC proposed this submission taking into account:
• The impact on the children in terms of providing them with
the opportunity overcome their disadvantaged conditions and to realise
their potential as equal members of society;
• Established partnerships with the local authority, children’s
parents, several other institutions and finally (most important)
with the children which allowed to gain their trust and participation;
• Sustainability of the initiative’s results manifested
by the children’s increased education and social skills, increased
acceptance of the non-Roma members of the community to Roma children
in the town (which did not exist before the project started).
Strategy of the Town Development of Banska Stiavnica, SLOVAKIA
[067]
Banska Stiavica is the only town from Slovakia listed on the UNESCO
List of Cultural and Natural Heritage (1993) due to its complex
array of architectural and historical monuments. This recognition
has given an impulse to the development of a town strategy that
provides a support system for the protection and restoration of
buildings, monuments, landscape and settlement structures with diverse
historic, cultural and architectural values. The strategy also aims
to provide access by all inhabitants to basic infrastructure and
services: clean drinking water supply, transportation and communication,
energy supply, health, education and public safety. The initiative
encourages the re-use of non-utilized buildings in the town center
with the aim to revitalize them.
The town strategy was completed in 1998. As a result of its implementation,
3 houses listed as cultural monuments were renewed, 7 km of electricity
lines were reconstructed, 128 pieces of historical lighting installed,
illumination of monuments was implemented, streets and pavements
were re-cobbled with original natural local stone. In addition,
infrastructure was improved involving: 3 600 meters of gas pipeline;
retro-fitting all boilers in residential areas from fuel to gas,
and the restoration of houses.
Sustainability is ensured by the strong commitment of the local
authority and its decision to implement the development plan. It
is also supported by the local inhabitants and institutions that
are actively involved in strategy development and implementation.
In recommending this initiative the TAC took into account:
• The inclusion of the cultural heritage needs in the development
and revitalization of the town which has a great impact on the town’s
appearance and its attractiveness;
• Involvement of the inhabitants, school children (environmental
education) and other institutions (e.g. placement of educational
institutions in historical buildings and vested with part of the
responsibility to the restoration of the building) in preparing
and implementing the plan;
• The replicable nature of the development plan prepared for
the town.
Urban Rehabilitation of San Luis-Alameda de
Hercules, Sevilla, SPAIN [328]
This initiative is carried out in the Seville with a population
of 700,000 in the south of Spain. Three neighborhoods of the Historical
Center of Seville participated in this initiative. In 1994, in spite
of the great cultural value of this area, important problems were
identified: physical urban degradation, lack of public spaces and
green areas, loss of population, scarcity of economic activity,
lack of capacity of the people living there and isolation of the
neighborhoods from the rest of the city.
In the framework of this initiative, three main kinds of activities
were developed. First, actions for urban rehabilitation, including
water supply and drainage, re-urbanization of 50 streets, the creation
of new streets and redesigning new public spaces. Secondly, social
and economical activities were promoted and special training programs
were launched, as well as social support and health services provided
for targeted populations (in particular, women, elderly and young
people). Finally, the empowerment of the peoples participation through
the establishment of the Urban Social Council which integrated 64
citizens entities (this council meets in plenary, at least once
every six months to define and direct the project).
Five years later, in these three neighborhoods the historical value
of this area has been significantly improved. More than 50 new small
and mid-size companies and more than 200 new jobs were created.
The TAC considers the following considerations especially positive:
• The integrated vision of the revitalization process of the
three neighborhoods, including physical, socio-economical and participatory
actions;
• The impact of their activities, and the new possibilities
opened for the population;
• The empowerment of the people, and the new social and health
support systems created for targeted groups;
• The joint use of both, urban and social actions to improve
the quality of life of degraded areas of the cities.
Oliver Park: Live it! A Citizen Participation Experience,
Zaragoza, SPAIN [352]
Oliver Park is situated in a western district of Zaragoza. The Zaragoza
district is the main public area of a degraded neighbourhood with
more than 12,000 people. In 1993, the municipality created Oliver
Park, after people requested the need for a park for a long time.
The park has been designed and equipped with all the necessary facilities.
However, the park quickly deteriorated.
The neighbourhood decided to reclaim its park and the park was redesigned,
this time, with the active participation of the population. The
program was prepared to include the people’s expectations.
The citizens organised a Neighbourhood Association, and the park
became a central point in the life of the community. The Association,
supported by the Municipality (the environmental education local
office) prepared a plan of activities to revitalise the park. To
do this, a co-ordinating group for the plan was created. Oliver
Park became a place for environmental education and public participation,
a center for the community and a resource for the inhabitant’s
empowerment. The community got involved in the improvement of the
park. The Action Plan was designed by the community and most of
the members of the community participated in a poetry exhibition
and a poetry reading which was organised as a first event (Oliver
Park, live it!).
Five years later (in 1999), the impact of the plan carried out by
the neighbours could be described as follows: (i) Oliver Park is
the only native plant garden in Zaragoza. In this respect, the horticulture
technical college was created there and young people at risk have
become its students; (ii) about 4,000 people (35% of the population)
take part in activities every year reinforcing their social relationship
and a sense of community; (iii) the plan offers a special program
of environmental education for children. Special multicultural activities
are carried out, involving minority ethnic groups who live in the
neighbourhood; (iv) 11 small kitchen gardens are kept by senior
citizens; (v) many of the designated areas of the Oliver Park are
permanently re-designed to fit to the needs of community and now
it is the best maintained park of the city. This participatory experience
also had an impact on the community and is considered as a model
experience that has been incorporated into the Regional Catalogue
of good urban practices and into the Spanish White Book of Environmental
Education.
The TAC proposes this participatory experience taking into account
the following considerations:
• The role of the community for improving the urban, and the
sense of belonging which has been engendered;
• The participatory approach which has led to putting in place
transfer and responsibility from the City Council to the community
associations;
• The contribution of the initiative to social inclusion,
addressing the needs and aspirations of youth at risk and the elderly;
• The sustainable nature of the Park Co-ordinating group,
which is contributing to improve the environmental quality of the
community as well as raising environmental awareness and participation.
Spanish Greenways Program: Ecological Re-use of Disused
Railways Lines, SPAIN [354]
The aim of the Greenways Program is to use former railway lines
as bike and footpaths, as well as, for persons with reduced mobility.
This program started in 1993 and to date, 850 kilometres of Greenways
have been refitted for new users and uses. This program covers the
entire national territory of Spain. A special group, under the leadership
of the Spanish Railways Foundation was created. Many partners including
local authorities, NGOs, regional governments and citizens associations
are involved. The partners are responsible for management, maintenance
and promotion of the Greenways according to mutually agreed ideas
and responsibilities.
The process of developing the Greenways programme stimulates the
active participation of all concerned groups. Environmentalist associations,
cyclists and sports associations, disabled groups, agricultural
co-operatives, railway fans associations, elderly groups, and scientific
researchers have benefited from the initiative. Once the new eco-tourism
activity started it became one of the most efficient sectors to
generate employment. All the Spanish regions and more than 180 municipalities
are involved in this program. The Spanish Parliament expressed their
unanimous support to this program.
Results of this program show positive and tangible impact as follows:
• Renewal of natural and cultural heritage which had been
abandoned;
• Socio-economic support for depressed areas, especially rural
and isolated ones;
• Establishment of local employment creation programs linked
to eco-tourism;
• Creation of spaces for a peaceful civic coexistence and
tolerance and a place for daily meeting places;
• The introduction of environmental education and awareness
program;
• With the year 2000 publication of the Greenways Guide, many
remote and unknown areas have been widely publicised.
In conclusion, the Greenways Program is a tool to re-vitalise rural
and isolated spaces, as well as a new infrastructure for promoting
the integration of different communities.
TAC singled out the following considerations:
• It is a broad program which integrates all regions and provides
remote and poor areas with new economic opportunities;
• The program promotes partnership involving different institutions
and many citizens associations;
• The program is revitalising isolated areas, provides several
services within these areas and generates employment;
• This program promotes the creation of the European Greenways
Association, which is addressing similar issues at the European
level.
Tourism and Coastal Zone Management in Turkey: The Ciral
Practice [490]
A large number of government initiatives in the tourism sector starting
in 1982 resulted in a rapid expansion of tourism facilities along
Mediterranean coast of Turkey. The pressure caused by massive construction
projects, frequent changes in policies, the lack of co-ordination
among central agencies and inadequate legislation led to severe
negative social and environmental impacts. Ciral, a small village
on the coast surrounded by the high mountains of the Olympos National
Park was spared such a fate owing to its remoteness. However, by
the 1990s, it’s fragile natural (marine turtle nesting beach)
and cultural (Olympos archaeological ruins) heritage was being put
at risk by the construction of medium-sized hotels, illegal constructions
and use of the coastal eco-system by the local inhabitants.
Owing to its unique qualities Ciral was chosen as a demonstration
area for eco-tourism and organic agriculture. The Ciral practice
constitutes the most important component of the “Ciral and
Belek Coastal Management” initiative. The overall objective
is to promote sustainable development and the conservation of bio-diversity
and of natural resources in selected coastal areas of Turkey. The
specific objective for Ciral is to promote environmentally and socially
sound development. The results of the project include: (i) completion
of the development plan for the area (March 2000); (ii) courses
on eco-tourism and organic agriculture; (iii) initiation of an environmental
education programme in primary schools; (iv) introduction of new
sea turtle nesting areas comprising of beach cleaning during the
marine turtle nesting season, screening lights in the restaurants
and avoiding the lights after 11 p.m., putting chairs and umbrellas
beyond the 35 meters line, closing the beach to vehicles; establishment
of an environmental protection plan for the town.
The sustainability of the project is ensured by the establishment
of a local co-operative that produces and distributes organic products
and the revenues from eco-tourism. In social and cultural terms,
the inhabitants of the town, have taken over the ownership of the
project and are very active in managing their own environment.
The TAC took into account:
• The strong participation of the local community in the initiative
and their ownership of the process;
• The important role of women in the initiative enabling them
to become relevant actors in the management of the area;
• The first time an NGO was empowered to prepare a development
plan creating a breakthrough and a precedence for the participation
of NGOs in Turkey;
• The impact is considerable in terms of marine turtle nesting
sites and the involvement of the community in the management of
its cultural and natural heritage.
LATIN AMERICA AND THE CARIBBEAN
Municipal Environmental Management “A Commitment for
Everyone” ARGENTINA [704]
The city of Rafaela, Argentina, has been working since October 1996
in the development and implementation of a Strategic Plan. The Plan
is predicated on broad-based participation and consensus of all
citizens and social actors. The Strategic Plan seeks to transform
Rafaela into a good place to live and to invest. In its formulation
stage, it was the conviction of the local authority to anticipate
social and economic changes caused by globalisation. This in turn
convinced the local authority of the need to reinforce and build
upon local cultural identity, to coordinate more effectively programmes
and projects and to ensure continuity.
The vision that was formulated by all social groups was to turn
Rafaela into a regional productive center, open to the world, that
could ensure a balanced urban development with a high level of environmental
quality and good living conditions for everybody. Rafaela has 80,000
inhabitants and 450 old industrial firms dealing with dairy processing,
refrigeration, tanning and metallurgy. The urban environment was
highly polluted and social conditions appalling. The negotiations
amongst social actors ended with the approval of 110 projects to
be implemented by the different institutions and organisations of
the city. An Environmental Urban Policy bill and regulations were
passed. A Forum with 135 institutions was established, providing
for broad-based participation and partnerships, chief ingredients
for sustainability.
The TAC highlighted the following achievements:
• The commitment by local authorities to address social and
environmental problems as witnessed by the creation of the Secretariat
of Planning and Environment, the Municipal Forum and the adoption
of local regulations;
• The integration of environmental action plans with the overall
local development plan. This was achieved by translating the citizen’s
needs and priorities for better living conditions into consensus-based
environmental action plans and objectives for economic development
to boost the competitiveness of local enterprises;
• The implementation of an integrated solid waste management
plan, the development of an Environmental Education Program and
an Action Plan for urban drainage;
• The development of a strategic land-use plan to provide
opportunities for real estate development as well as the provision
of green public spaces.
Porto Alegre Participatory Budgeting, BRAZIL [309]
The Porto Alegre Participatory Budgeting initiative is an innovative
management procedure that incorporates the population in the decision
making and budgeting and planning process. Public resource allocation
in the city has become a democratic process. This in turn means
that all the decisions that are the responsibility of the municipal
government on public works and services are decided by the citizens
of the city. Through the formation of citizens’ commissions
to follow-up on the projects, participatory budgeting also becomes
an efficient mechanism to monitor the use of public funds and the
implementation of public works. This system has the additional effect
of bringing a great level of transparency to city planning and management,
avoiding the misuse of public funds.
The benefits produced since its inception 11 years ago include:
(i) a high degree of consensus for public funds to be used to respond
to the most needy communities; (ii) the identification of priority
works for the city in accordance with the vision that the population
has developed for their city; (iii) the inclusion of previously
excluded portions of the population in the decision making process
which has led to their empowerment, their self esteem and to the
widespread exercise of democracy. Additionally, participatory budgeting
has decisively contributed to the health of City Hall’s financial
situation while allowing for a much more equitable distribution
of funds, of urban infrastructure and in the delivery and improvement
of basic urban services.
Since 1998, Porto Alegre has embarked on a new initiative called
the environmental atlas (See 2000/731 Environmental Atlas of Porto
Alegre)
The TAC recommends this practice for the following
reasons:
- This experience demonstrates how participatory budgeting can become
a key tool for promoting good urban governance including democracy,
social inclusion, policy change, environmental awareness and planning;
- The results show significant improvement on all fronts namely
social aspects including social exclusion and gender equality as
well as economic opportunity, mobility and equality;
- Due to its awareness-building and learning dimensions, lessons
learned have enabled the local authority and the general public
to change their attitudes and behaviour, enhance civic responsibility
and to extend this responsibility to modifying their production
and consumption patterns;
- This practice has become a reference for good management and public
resource administration and has been adapted to various other municipalities
in Brazil and other countries in Latin America.
Housing, Infrastructure and poverty eradication in villages
and slum areas of Teresina, Piauí, Brazil [370]
The main purpose of this initiative is to consolidate existing villages
and slum areas in Teresina, northern Brazil, into neighborhoods
replete with basic urban services so as to promote social-economic
development. The results include arresting the further development
of slum and squatter settlements; developing public awareness of
the process involved; human resources development to make use of
the economic potential of the population; and promoting the sustainable
use of urban space.
Important indicators of results achieved are: (i) implementation
of a suburban renewal plan including infrastructure, community development,
education, employment and income generation; (ii) establishment
of a co-responsibility model enabling the involvement of civil society
organisations and public authorities in the design and implementation
of projects; (iii) changes in urban land-use via recovery of degraded
areas; (iv) changes in attitudes and behavior of population, the
empowerment of community leaders and the promotion of human resources
development
The sustainability of the practice is attributable to good urban
governance capable of promoting effective partnerships between the
community and different levels of government. Emphasis is placed
on the capacity of project managers to operate a complex financial
set up to make use of different resources and different sources
of finance. Two other aspects of the suburban renewal of the villages
and slums areas of Teresina should be emphasized: the outreach of
interventions and their low cost. The goal of the Municipal Administration
is to assist approximately 116,000 inhabitants.
The TAC singled out the following considerations:
• An integrated approach for shanty-town improvement with
attention to ecological and social concerns as well as improving
the economic situation and quality of life of the residents;
• Community participation within an overall framework of shared
responsibility for designing and implementing urban development
projects as well as income generation, education, health and other
social actions;
• Partnership in construction, management and coordination
allowing the municipal government to obtain and leverage government
financing at all levels;
• The transparent and efficient management of public funds
reducing implementation costs, guaranteeing a combination of funding
sources for the implementation of projects in one of the poorest
areas of the country.
Bioremediation of Sanitary Landfill in Aurá, Belém,
Pará, BRAZIL [374]
Belem, a city of 1.36 million inhabitants is in the amazon region
of Brazil. For more than 12 years, the urban solid waste of Belém’s
metropolitan region has been disposed off without any control in
the landfill of Aurá, with negative environmental impacts
on soil, air and water. Socially excluded scavengers live at the
landfill area, with their children adopting the same means of survival.
Since 1997, the Municipality of Belem, with financial assistance
from national financial institutions, developed the Biorremediação
do Aurá to: (i) physically recover the degraded sanitary
landfill; and (ii) construct new housing to meet the needs of the
metropolitan region of Belém through 2020. The goal is to
ensure, through environmental sanitation, the monitoring of domestic,
public and special waste, and to control liquid and gaseous effluents.
The project provides alternative employment to the scavengers and
their families so as to promote social rehabilitation and integration
of children. This includes the organization of cooperatives, training
and the enrolment of children and adolescents in socio-educational
activities. This contributes to the development of their creativity,
self-esteem, solidarity, ethical and moral values.
The TAC singled out the following considerations:
• The project incorporates a multidisciplinary approach to
the problem of waste management. It uses an innovative approach
focusing on long-term, attainable goals in the treatment of garbage
produced in the metropolitan region of the city. This approach includes
remediating and preserving the original ecological conditions present
in the area before uncontrolled disposal of wastes damaged the ecological
balance of the area surrounding the city;
• The active involvement of families making their living as
garbage scavengers has been essential to their rapid social inclusion
and to the improvement of their livelihoods;
• The creation of recycling cooperatives involving the scavengers
has increased their income level, their professional qualifications,
their health and working conditions resulting in a tangible improvement
of their quality of life;
• The elimination of child labor in collecting garbage, along
with incorporating these children and youth in formal educational
systems supported by complimentary social programs has had a success
that is unprecedented in Brazil;
• The education and participation of the entire population
in separating their garbage and the use of recycled products has
been especially successful with the private business sector of the
city.
Training Program in Public Security, Human Rights and Citizenship,
BRAZIL [460]
In Brazil there is much police arbitrariness, causing aggravation
of exclusion and violence. In Amapá, a former Federal Territory,
police behaviour was based on the Armed Forces motto of “defending
the frontiers against invaders”. This war-like ideology degenerated
into treating the citizen as the enemy. Furthermore, the police
force was badly coordinated and often worked at odds with security
departments.
The programme was initiated in 1996. It’s objective is to
humanize police action by training the police force to become aware
of and uphold human rights and the exercise of citizenship. The
training includes social psychology, group interaction and self-analyses
focusing on changes in behavior and attitudes based on the respect
of ethical principles of citizenship, defense and security for the
people. It also aims to provide better integration of different
departments involved in the public security system.
The programme led to the adoption and implementation of the following
policies and initiatives: (i) interactive policing involving civil
society in determining priorities for public security; (ii) establishment
of an Environmental Battalion responsible for monitoring and preventing
environmental degradation and promoting environmental education;
(iii) an unified Public Security system integrating all security
departments at all levels to coordinate their actions and interventions
including coordination between the Chief Justice and the Secretary
of the State for Security; (iv) de-commissioning of the Shock Battalion
which was used in the past to suppress labor unions and popular
manifestations.
The TAC singled out the following considerations:
• The immense significance of the program for Latin America
and for a growing number of metropolises around the world with regards
to the critical issues of public security, democracy and citizenship;
• Progress made in anchoring police behaviour on the respect
of human rights, a strong set of ethical principles and a true sense
of service to the public;
• The active participation of and interaction between the
police force, non-governmental organizations and universities;
• The commitment of the government to find innovative, long-term
solutions to questions regarding public security and the harmonization
of approaches between authorities responsible for justice and security.
Doctors of Happiness / Doctores da Alegria, BRAZIL [655/1998]
“Doctors of Happiness” is Brazil’s pre-eminent
performing arts organization devoted to bringing joy to hospitalized
children two days a week, 48 weeks per year. Based on clown theatre,
professional artists perform parodies of medical rounds using the
healing power of humor. The artists undergo six months of training
in hospital protocol and artistic adaptation, followed by reviews
to maintain high quality of work. The training enables them to visit
special units such as intensive care, burn units, bone marrow transplant
and AIDS patients. Working one-on-one with chronically ill children,
their parents and health care professionals, these “doctors”
help ease the stress of hospitalization by introducing laughter
as part of the patient’s life. The secret to their success
is that while doctors and nurses focus treating the illness, clown
doctors focus on stimulating recovery.
Established in 1991, Doctors of Happiness has received recognition
from major medical institutions, doctors, the media, sponsors and
the general public. It received the prestigious “Children
Award” by the Abrinq Foundation, Brazil’s leading foundation
for children’s rights. Doctors of Happiness works in the six
major hospitals in São Paulo and five in Rio de Janeiro and
since 1998 expanded to South America’s only pediatric cancer
hospital, bringing the total number of visits made to children,
their doctors and parents to 165,000.
Since 1998, Doctores da Alegria established a Research and Study
Center and runs specialized workshops such as “Doctors and
Clowns: a Partnership for the Future” to share results with
medical professionals and the general public. The workshops have
become part of the official curriculum for all resident doctors
of the Children’s Institute, South America’s largest
pediatric university hospital. These workshops provide resident
doctors with the opportunity to reflect on and discuss innovative
ideas regarding the treatment of severely injured and chronically
ill children. They also expose young doctors to how the clown approaches
the hospital universe; with no fear of contact, interaction, listening
or communicating with patients.
The TAC recommends this practice to the Jury because of the:
• Innovative and experimental way it reaches out to an all
too often socially excluded part of society, the chronically ill,
and dramatically improves their quality of life;
• Original types of partnerships established to expand, institutionalize
and sustain its work;
• The impact it is having both improving the lives and health
of chronically ill children and the working conditions of traditional
institutions which treat them.
Program for the Urban Recovery of the North Bank of the
Bio Bio River,CHILE [902]
This practice has two goals: (i) to eradicate extreme poverty of
over 1,500 families settled on the north bank of the Biobio river
in the city of Concepcion; and (ii) to improve the urban development
of a city divided by the river. The practice is based on the premise
that by introducing new urban management concepts based on partnerships
and participation, a sustainable process of urban development will
take place. By opening the city to its river and linking the two
river-sides, the practice will generate new employment opportunities,
create greater opportunity for investments, incorporate disused
land into new public space and increase urban land for real estate
development.
A group of families settled in the northern sector since the earthquake
of 1939. Over time, this constituted a squatter area with 3000 families,
with no urban planning, concentrating urban poverty and unsanitary
conditions and delinquency. A working commission was established
in 1993, which established guidelines for an integrated city development
plan. The strategic plan (1995) included changes to city management
and administration, a financial plan and a social development strategy.
This plan received start-up funds from the central government but
is designed to be self-sustaining through the sale of recovered
land.
The TAC has highlighted the following considerations:
• The formation of broad-based partnerships between all levels
of the central and local governments, the public and private sectors,
neighborhood associations and of a regional executive team;
• The plan represents a cohesive and participatory approach
to improving the overall development of the city and addressing
the needs of the poor;
• The establishment of transparent decision making processes
and of a communication strategy to legitimize actions;
• The adoption of land-use regulations to enhance and enable
real estate development;
• The social and economic inclusion of about 3000 families,
the completion of 283 houses, 693 houses under construction and
an additional 1580 houses planned for a second phase;
• The construction of the Lacolen Bridge providing a pedestrian
and vehicular linking of the two sides of the river;
• The design of 13 hectares of parks and gardens and the eradication
of the derelict factories and illegal dumpsites that polluted the
urban environment.
Popular Habitat Program, COSTA RICA [550]
Building houses is not an end but a means to achieve community development.
In Costa Rica the housing shortage reached a critical stage following
the financial crisis of the eighties which resulted in the emergence
of marginal areas and slums in the city of San Jose. Needless to
say, this shortage effected the least favored classes of the population,
exacerbating their social exclusion.
The families affected by this housing program are actively involved
in the programming, execution and administration of the program.
The programme started off as a bilateral assistance project to construct
new housing for low-income families and to remediate the housing
shortage in the city. With the community becoming actively involved
in all aspects of the programme, alternative methods of financing
were pursued and obtained to scale up and to sustain the project,
resulting in the establishment of a revolving fund managed under
a trusteeship.
Over 17,000 families have gained access to decent housing through
the program, helping to reduce the housing shortage in the city.
Owing to its highly participatory nature and to a strong emphasis
on community capacity building, over 30,000 of the newly housed
people have been trained in various fields related to operations
and maintenance, project management and administration. This has
enabled them to find employment and increase their income. Community
participation and capacity-building has considerably strengthened
community spirit and involvement in civic affairs and in improving
the overall living environment. Another spin-off of the participatory
process is the unique approach each neighborhood has taken in designing
its housing projects demonstrating that there can be no single model
in responding to housing needs and demand. The needs of the poor
vary just as much if not more than other segments of the population
and housing solutions will vary according to the conditions, desires
and necessities of the individual.
The TAC recommends this practice for the following reasons:
• The practice enjoys a wide national acceptance as its results,
both in terms of quantitative and qualitative impact on poverty
and social exclusion, are quite visible and positively viewed;
• The strong social component of the programme has made it
possible to improve both the housing conditions of poor families
and their economic situation through on-the-job training. The skills
they have acquired have enhanced their employment possibilities;
• What started off as a bi-lateral assistance project has
become a sustainable initiative which has been scaled up significantly
with the active involvement and participation of the community.
National Program for Low Energy and Material Consumption
for Housing, CUBA [850]
The housing problem in Cuba has been very critical for quite some
time. This situation was further exacerbated by the demise of the
Soviet Union and of favorable trade terms and foreign assistance.
In 1992, the National Institute of Housing established a National
Program for Low Energy and Material Consumption for Housing taking
into account the possibilities and the objective conditions facing
the island. Over 50,000 new homes have since been built using the
scarce resources available in a rational and sustainable manner.
Since its inception the program has developed different and creative
construction techniques and systems with low energy consumption
and resource optimization and substitution. These new techniques
have been applied not only in the construction of the new housing
but also in reconstruction and rehabilitation of old housing stock.
The participation of different municipalities and neighborhood associations
has been key to the success of the program.
The TAC recommends this practice for the following
reasons:
• It represents a participatory approach that opens the institutional
framework of the state to community organizations and families that
the program is designed to help. This participation is at the source
of the programme’s success in improving living conditions
of entire neighborhoods, families and individuals;
• Innovative approaches and techniques for low energy use
in construction have been developed and tested that can be used
in other areas of the world to reduce energy consumption in construction;
• The program has been implemented on a large scale with a
high degree of local acceptance and participation;
• Community mobilization resulted in the communication of
different housing needs of each community, in differentiated solutions
and responses and in improved coordination and cooperation between
public, governmental and non-governmental organizations;
• Through its tangible impact in housing improvement and its
broad-based participatory process changes have been brought about
to Cuba’s housing policies in support of more sustainable
housing construction and use of construction materials.
Democratization of Municipal Management for Equitable and
Sustainable Development, Ecuador [763]
This practice is developed in a subtropical zone of Latin America,
forming part of the Cotacahi-Cayapas ecological reserve, one of
the greatest bio-diversity areas of the planet. The municipality
covers an urban and a rural area (canton) located on the foothills
of the Andes Mountains where most of the indigenous population is
settled. The canton metropolitan has a population of 35,000 and
the city 7,300. It is an emigration zone, with 80% living under
the poverty line. The main economic activity is agriculture and
stockbreeding, followed by manufacturing and artisan production.
Recently, tourism is starting to provide a source of employment.
In 1996, for the first time in Ecuador, an indigenous Mayor was
elected. He immediately initiated citizenship involvement in the
|